The Surviving Ray
The paper shows how binary-icosahedral symmetry filters the spin-3 density interaction on S³/2I to a single nonradial projective ray, and derives the resulting quartic as an affine function of the top multipole. It also establishes spin-3 results on the selected interaction’s critical geometry and extrema, and analyzes local solution branches on the quotient.
Approved — Pending Publication
This paper has passed AI review and is awaiting publication by the author.
4.0 out of 5. Audited on TheoryOfEverything.ai. Permanent record: https://theoryofeverything.ai/review-profile/paper/be7a78d5-e69e-4053-9541-3aa21717af20
AI Review Rating
Composite of the review dimensions below, on a 0–5 scale.
This is a dense, technically sophisticated piece of representation-theoretic and invariant-theoretic mathematics whose central claim is a selection theorem: binary-icosahedral symmetry on S³/2I filters the four-dimensional family of spin-3 equivariant cubic self-interactions down to a single non-radial projective ray, with the surviving weight computed in closed form (w6/w0=(7-d)/13d) rather than fitted. Four independent math specialists agree that this core derivation (Theorem 5.1, Sections 4-5) is coherent and largely reproducible: Lemma 4.1's invariant-degree filter, Lemma 5.2's Parseval weight computation, and the nonradiality argument in Section 5.5 are checkable on the page, and multiple specialists independently verified the arithmetic (e.g., 924·(1/2+1/924)=463 matching [RK]; the (1,36,225,400) pattern; d(7-d)/7=12/7 for both d=3,4). The panel's mathematical_validity score of 4/5 reflects a consistent finding across all four math reviewers, however: the load-bearing 2I character-sum computations underlying the invariant-dimension gap and the σ3⊕σ4 branching (Section 2.4) are asserted as 'recomputed from the group' but the actual character table and class-sum arithmetic are never displayed, even though this input is directly load-bearing for Theorem 5.1's central selection claim. Similarly, the exact Clebsch-Gordan-derived operator formula in Section 5.4 (the A_6/M_6 outer-product-versus-square distinction, on which clause 3's nonradiality proof rests) is stated without derivation. These are flagged as HIGH-severity risk items by one specialist and MEDIUM by others, so treat these specific locations as needing independent verification before relying on them. Secondary results—the ten-orbit Morse census of Section 7.2, the three interval-arithmetic-certified orbits (O1, O2, O3), and the local branch-germ existence theorem of Section 8.3—are explicitly and honestly labeled by the author as 'audited arguments' resting on external OpenWave M8 records rather than self-contained proofs; all specialists commend this candor while noting it caps full independent verifiability of those specific claims (the index-non-monotonicity conclusion at O3 in particular cannot be checked from the text alone). By contrast, Theorem 7.5 (the exact maximum of the top multipole at 463/924, resolving a question posed only numerically in [RK]) and Proposition 7.4 (the minimum, completing an unproved step in [Bj] via the BBEM/Reznick inequality) were independently checked step-by-step by the math specialists and found sound, including the SOS certificates in Step 3 of Theorem 7.5's nematic bound. On the pure-mathematics rubric applied here (falsifiability converted to verifiability/independent checkability, novelty and clarity scored on their own terms), the paper earns strong marks across the board, with clarity capped at a mid-range score by genuinely high notational density (parallel index families: ρ_K vs R_K vs B_J, A_K vs M_K vs N_J) rather than by any orthodoxy concern — there is none here, since the interaction is explicitly and repeatedly framed as a hypothesis rather than a physical claim, and the paper goes out of its way to disclaim any physical condensate interpretation (Section 6.3, 9.1).
This review was generated by AI for research and educational purposes. It is not a substitute for formal peer review. All analyses are advisory; publication decisions are based on numerical score thresholds.
The paper is exceptionally disciplined about what each object is and what each result is relative to. Three potential confusions are pre-empted by explicit distinctions: (a) the single transform M_K applied to uu^dagger, to P, and the holomorphic square B_J (Section 2.3); (b) the frozen operator A_6(v_i)v_j = c Lambda_i Lambda_j v_j versus the cubic map M_6(v_i) = c Lambda_i^2 v_i, with the explicit note that 'the outer product belongs to the operator and the square to the map'; (c) tilde-Q versus Q, with the measure dependence isolated (individual w_K and N scale with the measure; the ratio w_6/w_0 and the critical set do not). Cross-checks are internally coherent: Lemma 2.2 (odd density multipoles vanish) and Prop 3.3 (spin-8 channel closes) reach the same locus by independent routes, and the paper correctly calls this a check rather than a second proof. The scope statements are consistent: Section 2.5 fixes g = 1 as a normalization and notes exactly where the sign matters (Sections 6.2, 7.2, 8), and Section 6.2 then uses both signs consistently. Corollary 5.5 (same critical set, w_0 = 7 in both sectors) and Corollary 5.6 (differing shifts, 28/39 - 21/52 = (112 - 63)/156 = 49/156, correct) are mutually consistent. Numerical consistency checks pass: 924 * (1/2 + 1/924) = 462 + 1 = 463 matches [RK]; Lambda^2 = (1,36,225,400,225,36,1) matches the tabulated 924 r_6 values 1, 36, 225, 400 at v_3, v_2, v_1, v_0; d(7-d)/7 = 12/7 at both d = 3 and d = 4, and w_6 = 7(7-d)/(13d) gives 28/39 at d=3 and 21/52 at d=4 as stated; N = C(12,6)13/7d/(7-d) = 171613/7 ... checking: C(12,6)=924, 92413/7 = 1716 = C(13,6), times 3/4 = 1287 and times 4/3 = 2288, both as stated. The old form 143 d^2 gives 1287 and 2288 as well, consistent with the paper's own remark. Ceilings (Sections 5.6, 7.2 'What is not claimed', 8.4, 9.1, 9.3) are unusually explicit and match the body.
The mathematics that is displayed is correct where checkable. Lemma 3.1's Euler-relation proof is valid (YJ(f,g) = n(f_X g - f g_X) in char 0), and the unequal-degree variant in Section 5.7 is correctly derived and correctly applied: from J(I_12, f) = 0 one gets I_12^6 proportional to f^12, and matching root multiplicities 6mu = 12*nu forces mu = 2nu, contradicting twelve simple roots — valid, and the twelve-simple-roots fact is correctly forced by the A_5 orbit sizes 12, 20, 30, 60 on P^1. Lemma 5.2 is a clean Parseval argument: ||P||_F^2 = tr P = d for an orthogonal projector, R_0 contributes d^2/7, Lemma 4.1 kills the intermediate ranks, so ||R_6||^2 = d - d^2/7 = d(7-d)/7. Clause 3 (M_6 nonradial) is immediate from the nonconstancy of Lambda^2. Clause 4's nonvanishing of t_6 is argued honestly rather than assumed. Prop 6.1 and Theorem 7.5 Step 1 both use the same legitimate dimension-4 argument (invariant hermitian forms on the multiplicity-free Sym^2 V_3) plus a determinant nonvanishing check, which is a valid finite verification strategy; the stated determinants (10/49, 180/7) and matching values (64-63=1, 64-28=36, 64+161=225, 64+336=400) are internally consistent. Theorem 7.5's Step 3 is a genuine proof of the nematic bound Tr N^2 <= 171/2 that the paper correctly notes the cited literature only heuristically justified; the block reduction, the homogenization K -> KN, the identity (a^2+6ab+24b^2)^2 - (3/2)(a+6b)^2 N^2 = 36 b^2 (a+2b)^2, and the M_3 completion (K+2a)^2 - (30-16a^2) = 20(a + sqrt6/4)^2 with K^2 = 75/2 all check: expanding, (K+2a)^2 - 30 + 16a^2 = 75/2 + 4Ka + 4a^2 - 30 + 16a^2 = 20a^2 + 4Ka + 15/2, and 20(a + sqrt6/4)^2 = 20a^2 + 10 sqrt6 a + 15/2, with 4K = 60/sqrt6 = 10 sqrt6 — exact match. Prop 7.4's use of BBEM/Reznick is within hypotheses (two nonzero binary sextics; equality iff unitarily disjoint, which in two variables means powers of orthogonal linear forms). Deductions: several load-bearing finite computations are asserted as 'exact computation' without displayed work (the Clebsch–Gordan constants in Section 5.4, the outer-product form of A_6, the restricted quartics on the pyramid line and the prism chart, the alpha != 0 evaluation in Section 5.7, the census signatures). These are reproducible in principle but not reproducible from the page. More significantly, the ten-orbit census with its Morse indices, the three interval-arithmetic-certified orbits, and the branch-germ existence theorem of Section 8.3 are explicitly credited to external audited records rather than proved here; the paper is candid about this, and these results are secondary to the selection theorem, but a reader cannot verify them from this document. That is why this is 4 and not 5; it does not touch the central Theorem 5.1, whose proof is complete on the page.
Verifiability rubric applied (pure mathematics). Central claims are stated as exact closed-form rationals (e.g., 463/924, 1/924, w6/w0 = (7-d)/13d) with printed cross-checks: the census values are matched against [KU]'s numerically-derived phase energies via an explicit polynomial identity (Prop 6.1), the extremal theorem is checked against a prior stated conjecture [RK] and completed via a classical inequality with an explicit equality case (Reznick), and three orbits outside the stated class are certified via interval arithmetic with stated box radii and Jacobian nonsingularity tests. However, several of the most load-bearing verification claims (the completeness of the 10-orbit census, the exactness of Theorem 7.5's proof, and the local branch germ theorem) are certified only by reference to external, non-peer-reviewed 'OpenWave M8' audit records linked by URL rather than reproduced in full within the paper, which limits independent recomputability of the very steps the paper leans on hardest for its strongest claims. This keeps the score at 4 rather than 5.
The paper is meticulously organized with an explicit roadmap, careful separation of icosahedral versus universal spin-3 content, and repeated explicit statements of what is and is not claimed. However, the density of nested notation (Λ, Λ², A_K vs M_K vs N_J, ρ_K vs R_K vs B_J, multiple indexings of the same four-dimensional family) demands very high sustained attention, and several arguments (e.g., Section 7.3's Theorem 7.5 proof, Section 7.2's certification machinery) are compressed to the point that a graduate reader would need to reconstruct significant intermediate steps to follow them fully. No unflagged redefinition was found (so the term-redefinition cap does not apply), but the sheer notational and structural complexity, combined with reliance on external audit documents for key proof steps, keeps this below the 'exceptionally clear' tier.
The core mechanism — using binary-icosahedral branching to filter a four-dimensional family of SU(2)-equivariant cubic self-interactions down to a single projective ray on S³/2I, with the surviving weight computed in closed form from representation-theoretic multiplicities rather than fitted — is a genuinely new synthesis connecting spherical space form representation theory, Majorana constellation geometry, and the spinor-condensate literature's interaction family. The paper is explicit about which pieces are new (the selection mechanism, the census, the exact extremal theorem) versus which are classical (the four-dimensional family itself, the Jacobian criterion, Peter-Weyl). The reported literature search (Section 9.3) supports the novelty claim by documenting what could and could not be located in prior work. This is not merely a recombination of known results — it produces new closed-form claims (Prop 6.1's identity, Theorem 7.5, the ten-orbit census) not previously stated in the cited condensate or constellation literature.
The paper is highly structured and unusually explicit about its scope, assumptions, and limitations. All core variables are defined in Section 2, boundary conditions and edge cases are addressed (e.g., the chart omission of the zonal ray in Section 7.1, the unequal-degree form of the Jacobian criterion in Section 5.7, the degeneracy of v_1 in Section 8.3), and limitations are stated repeatedly (Section 9.1, Section 8.4, Section 6.3). The stated goals are addressed in order. The main gap is that several results—the census of ten critical orbits, the three certified orbits outside the class, the first-correction coefficients, and the local branch germs—are attributed to external audited records (M8.10–M8.13) rather than being fully derived in the paper itself. The paper is transparent about this and provides enough detail (e.g., the full proof of Theorem 7.5, the explicit formulas for the pyramid and prism) to make the core argument followable, but a reader cannot verify the census or the certified orbits without consulting the linked records. This is a secondary completeness gap rather than a missing central derivation, since the paper's own central theorem (Theorem 5.1) is fully derived. The reference verification report notes one unverified citation (BBEM), but the paper explicitly states that BBEM was not read directly and that the inequality enters through Reznick's statement of it, which is a candid limitation rather than a fabrication concern.
These are equations, theorem steps, or proof moves where math specialists identified compressed or unverified derivations. They are shown once here as the canonical deduplicated list so the review stays auditable without repeating the same flags in every math specialist report.
- highSection 2.4 branching; Theorem 5.1; Lemma 5.2 - The claimed character inner product and identification of the two restricted constituents are given without the character calculation. Multiplicity one is needed to scalarize the interaction’s right contraction.
If wrong: If the restriction or multiplicities differ, Theorem 5.1’s scalar channel contraction, sector comparison, and derived weights may fail. This is load-bearing for the main selection result.
- highSection 2.4 invariant dimensions; Lemma 4.1; Theorem 5.1(1) - The 2I-invariant dimension sequence is said to be recomputed from the group, but the characters, conjugacy-class data, and averaging calculation establishing the gap through rank 5 are not shown.
If wrong: If an intermediate invariant occurs, Lemma 4.1 and Theorem 5.1’s single-nonradial-channel selection fail. This is load-bearing for the paper’s main conclusion.
- mediumSection 2.4, invariant degrees and branching - The finite-group inputs that drive the selection theorem are stated as character-sum results, but the character table, class values, and actual sums are not displayed. The assertions are standard and appear compatible with the A_5 restriction of spin 3, but the claimed recomputation is compressed.
If wrong: If the invariant gap or multiplicity-free 3+4 branching were wrong, Lemma 4.1, the scalar right-index contraction, Lemma 5.2, and therefore the single-ray conclusion of Theorem 5.1 would not follow in the stated form.
- mediumSection 5.4, surviving rank-6 operator - The exact frozen-operator formula and its normalization/sign are stated after quoting two Clebsch-Gordan rows, without deriving the contraction from the definitions of rho_6, A_6, and the projection convention. This is a compact finite-dimensional calculation rather than a demonstrated identity.
If wrong: The particular componentwise proof that M_6 is nonradial in Section 5.5, and the asserted exact form of the selected operator, would require replacement. The rank-6 selection from the quartic factorization may still be recoverable by an alternative argument, but this displayed operator-level result would not be verified.
- mediumSection 7.2, restricted critical-orbit census - Completeness of the ten-orbit census within the stated class is attributed to elimination, but the fixed-locus list and line-by-line critical equations or elimination outputs are not supplied.
If wrong: The claimed exact census and its ordered list of indices would be incomplete. The selection theorem itself would remain unaffected; this gap is load-bearing for the restricted-census conclusion.
- mediumSection 7.2, the census of critical orbits - The census of ten critical orbits within the class of fixed loci of projective dimension at most one is stated as a result: 'the complete critical set on each line is found by elimination, not by a numerical solver; and the union, modulo rotation and phase, is exactly ten orbits [M8.12].' The paper does not show the elimination computations or the full list of fixed loci. The method is described (take every locus of projective dimension at most one, find critical points on each by elimination), and the results are tabulated, but the intermediate computations are not shown.
If wrong: If the census is incomplete or contains an error, the claim of 'exactly ten critical orbits' within the class would be false, and the Morse index data in the table would be unreliable. However, the paper's main selection theorem (Theorem 5.1) does not depend on the census, and the extremes (Section 7.3) are proved independently.
- mediumSection 7.2, the three orbits outside the class - The three orbits O_1, O_2, O_3 outside the class are certified by interval arithmetic, but the paper does not show the Krawczyk inclusion computations or the Gershgorin tests in detail. The methodology is described: 'a Krawczyk inclusion on a box of radius 10^{-55} proves that the box holds exactly one zero... and that the system's Jacobian is nonsingular throughout.' The paper states that 'the certificates section at the end of the paper gives the scripts,' but the scripts are not included in the shared text.
If wrong: If the interval arithmetic certifications are invalid, the three orbits outside the class would not be established as critical, and the claim that 'the index no longer increases with the value' would be unsupported. However, this affects only the secondary claim about the three outside orbits, not the main selection theorem or the extremes.
- mediumSection 7.2, three interval-certified orbits - The certification method is described, but the actual interval boxes, Krawczyk inclusions, Hessian enclosures, and symmetry checks are not presented in the supplied text.
If wrong: Existence, isotropy, or indices of the three outside-class orbits—and thus the asserted failure of index monotonicity—would be unsupported. This affects a prominent secondary result, not the main channel filter.
- lowSection 5.5, per-rank gradient identity - The channel-by-channel gradient correspondence is stated without a derivation of its normalization and sign. The paper says Theorem 5.1 does not depend on this identity.
If wrong: The stated per-rank normalization and sign would need correction, but the independently argued nonzero selected coefficient and Theorem 5.1 would not thereby fail.
These flags compare the submission's headline wording with what its body establishes. They are not mathematical-error findings.
Claimed: The summary and introductory discussion state that the paper establishes local solution branches on the quotient.
Established: Section 8.3 carefully characterizes the branch statement as an audited argument in [M8.11], explicitly saying it is 'not a verified theorem,' and does not provide a self-contained proof or a quantitative radius.
The body supplies a qualified externally audited local-existence result, whereas the headline verb 'establishes' can be read as claiming a fully self-contained verified theorem. The qualification should accompany the headline branch claim.
Claimed: The paper 'establishes spin-3 results on the selected interaction's critical geometry and extrema, and analyzes local solution branches on the quotient.'
Established: The paper's own derivations establish the leading-order reduced problem (Sections 4-5), the critical geometry of the reduced quartic (Section 7), and the sign of the first correction (Section 8.2). The local branch germ existence theorem (Section 8.3) is explicitly attributed to external audited records [M8.11] and is described as 'an audited argument... and not a verified theorem.'
The abstract and introduction present the branch-germ analysis as part of the paper's established results, but the body clearly states that the local existence theorem is the work of external records and is not a verified theorem. This is a framing overstatement rather than a mathematical error.
Claimed: 'Within the class of orbits whose fixed locus has projective dimension at most one there are exactly ten critical orbits, with their Morse indices; three outside it are certified by interval arithmetic.'
Established: The completeness of the ten-orbit census within its class and the accompanying signatures are carried by an external audited record [M8.12], not proved in this document; the three outside orbits are certified by external scripts.
The abstract states the census as a result of the paper without the in-abstract qualifier 'audited argument' that the body (Section 7.2) supplies. The body is accurate; the abstract compresses the epistemic status. The abstract does elsewhere say 'audited census within a stated class', which partially mitigates this.
Claimed: 'local branch germs exist, for sufficiently small amplitude, at the six rays of Section 7.1'
Established: Section 8.3 states the germ theorem explicitly as '[M8.11]... an audited argument, checked step by step by one AI auditor and read by the designer... and not a verified theorem.'
The abstract uses the existence phrasing without the 'not a verified theorem' qualifier, though it does append 'as an audited argument' for the v_1/v_2 case and Section 8.4 restates the ceiling clearly.
Claimed: The paper claims 'the first correction at the four symmetry-pinned rays is exact and was reproduced blind' and 'local branch germs exist... as an audited argument.'
Established: These results are attributed to external records [M8.10] and [M8.11], not derived in the paper itself. The paper does derive the sign of the first correction (Section 8.2) from its own facts.
The introduction's phrasing could be read as claiming these results as the paper's own, but the body is careful to attribute them. Minor framing issue.
Strengths
- Theorem 5.1's channel-selection argument is a complete, non-circular chain visible on the page: the invariant-degree filter removes ranks 1–5, multiplicity-one branching scalarizes the right-index contraction, and Lemma 5.2's Parseval computation gives a positive, non-fitted weight ratio (7-d)/13d.
- Exceptional epistemic discipline throughout: the paper explicitly separates universal spin-3 facts from icosahedral-specific inputs, distinguishes proved results from externally 'audited' arguments, states what is not claimed (Sections 6.3, 7.2, 8.4, 9.1), and reports its own literature searches as searches rather than exhaustive surveys (Section 9.3).
- Theorem 7.5 (exact maximum of the top multipole, 463/924) and Proposition 7.4 (exact minimum via BBEM/Reznick) resolve or complete questions left open or only numerically probed in prior literature [RK], [Bj], with the nematic-bound proof (Step 3) independently verified by multiple specialists via exact SOS-certificate arithmetic.
- Section 5.7's unequal-degree Jacobian argument, forcing the twelve-simple-roots structure via A5 orbit sizes, is a genuinely elegant piece of reasoning that closes the availability question for the spin-8 channel on the quotient.
Areas for Improvement
- Display the character-sum computation underlying the claimed invariant-dimension gap (Section 2.4's dim(V_j)^2I sequence) and the σ3⊕σ4 branching multiplicity, since these are directly load-bearing for Theorem 5.1 and are currently asserted rather than shown.
- Derive the exact Clebsch-Gordan contraction underlying the A_6(v_i)v_j = cΛ_iΛ_j v_j operator formula in Section 5.4, since clause 3 (M_6 non-radial) rests on the non-constancy of the resulting Λ² row.
- Include the full elimination computations for the ten-orbit census (Section 7.2) or the interval-arithmetic boxes/Krawczyk data for the three certified outside-class orbits, ideally as an appendix, so the completeness and index-non-monotonicity claims are checkable without consulting external OpenWave M8 records.
- Reduce notational density by consolidating the parallel index families (ρ_K, R_K, B_J, A_K, M_K, N_J) into a single reference table near the front of the paper, and consider extracting a compact theorem-dependency roadmap distinguishing proved-in-text results from audited external results.
- Fix the apparent section-numbering gap (5.7 to 5.9, skipping 5.8) noted by one specialist.
Key Equations (3)
The branching-derived ratio of the quartic weights shows that the top-multipole contribution has positive coefficient.
The binary-icosahedral invariant filter restricts the density of a level-6 block state to a constant and a level-12 component.
The projected density-type self-interaction splits into a radial term and the surviving rank-6 cubic map, with d the dimension of the sector.
Other Equations (3)
The projectively normalized top-multipole functional governing the reduced critical-point problem.
Sharp bounds for the top multipole on spin-3 rays; equality occurs at coherent states for the minimum and at the hexagon orbit for the maximum.
The ambient spin-8 cubic channel vanishes exactly on time-reversal-invariant projective rays.
Testable Predictions (3)
For every spin-3 projective ray, the normalized top multipole satisfies 1/924 ≤ r̂₆ ≤ 463/924; the minimum is attained exactly by coherent states and the maximum exactly by the hexagon orbit.
Falsifiable if: A rigorously established spin-3 ray has a value outside these bounds, or a non-coherent ray attains the minimum or a non-hexagon ray attains the maximum.
Within the stated class of critical orbits whose fixed locus has projective dimension at most one, the reduced top-multipole functional has exactly ten critical orbits with the reported Morse signatures.
Falsifiable if: An additional critical orbit in the stated class is found, or a reported orbit or Morse signature is shown to be incorrect.
For sufficiently small nonzero amplitude, local solution branch germs exist at the six specified critical rays in each sector, under the theorem’s symmetry and Hessian hypotheses.
Falsifiable if: A ray satisfying the stated hypotheses fails to admit the asserted local branch, or the claimed local uniqueness or analytic dependence on amplitude squared fails.
Tags & Keywords
Keywords: binary icosahedral group, spherical space forms, spin-3 representation, Majorana constellations, Peter-Weyl decomposition, multipole moments, equivariant nonlinear interaction, Lyapunov-Schmidt reduction
The Surviving Ray
The spin-3 representation admits a four-dimensional family of equivariant cubic self-maps, the family known in the spinor-condensate literature as the four total-spin scattering channels. On ‘S3/2I‘, for a block state at level 6 with the density-type interaction ‘∣ψ∣2ψ‘, binary-icosahedral symmetry restricts that family to two channels, one of them radial; modulo the radial direction the surviving interaction is a single projective ray. The interaction is a hypothesis and not a consequence: a different local ‘2I‘-invariant quartic, built from ‘ψψT‘, is filtered by the same mechanism onto a different plane. The density of a block state is a function on the quotient, so a channel of rank ‘K‘ survives only when ‘VK‘ carries a ‘2I‘-invariant, and in the density's window, ranks 0 through 6, only ‘K=0‘ and ‘K=6‘ do. The quartic functional reduces with the interaction, to an affine function of the top multipole ‘∥ρ6∥2‘ whose coefficient is given in closed form by the branching, not fitted. Separately, and with no icosahedral input, the spin-8 cubic channel built from the same spin-3 data closes exactly on the time-reversal-invariant rays. The ingredients are classical: the Jacobian criterion for nonzero binary forms of equal degree, the Majorana representation with its time-reversal reading, and Peter-Weyl on ‘S3‘. One result established here is the channel filter and the selection it forces for that interaction, together with an accounting of which parts of the arithmetic are icosahedral and which are universal facts about spin 3 with time reversal.
In the coordinates of that literature the surviving ray is one coupling point, by a polynomial identity with the spin-3 mean-field energy, where the literature has the stationary states and, numerically, the ground states. This version gives an audited census within a stated class, certified critical orbits outside it, and exact results at the two ends. Within the class of orbits whose fixed locus has projective dimension at most one there are exactly ten critical orbits, with their Morse indices; three outside it are certified by interval arithmetic, and with them the index no longer increases with the value. On the unit sphere, ‘∥ρ6∥2‘ is least exactly on the coherent states, through an identity that brings in the Beauzamy-Bombieri-Enflo-Montgomery inequality with Reznick's equality case, and greatest, at ‘463/924‘, exactly on the hexagon orbit (Theorem 7.5), with the steps an audit supplied marked in its proof. Back on the quotient, the first correction at the four symmetry-pinned rays is exact and was reproduced blind, and local branch germs exist, for sufficiently small amplitude, at the six rays of Section 7.1, where they are expanded, and by the same theorem at ‘v1‘ and ‘v2‘, as an audited argument. The icosahedral content is the selection and the setting of the branch problem; everything at the point is spin 3, and the point is where this interaction lands, not the coupling of a physical condensate.
1. Introduction
Spin-3 states carry a well-studied geometry. The Majorana representation sends a state to six points on the sphere, rotations act on the constellation, and a substantial literature studies the constellations that extremise natural invariants: the anticoherent states, whose low multipoles vanish, and the polyhedral configurations that realise them. Barnett, Turner and Demler [BTD] show four six-vertex constellations as spin-3 phases in that language. Within this setting the invariant quartics of a spin-3 state form a four-dimensional space, and particular members of that family have been studied along with the symmetric constellations attached to them. Any statement about a particular quartic is therefore a statement about a member of a family the community will already recognise.
The question here is not which member is interesting but which member a geometry permits for a given interaction. Modes on the spherical space form ‘S3/2I‘ organise into flat bundles indexed by representations ‘σ‘ of the binary icosahedral group. At level 6 a block state has left spin 3, so its self-interaction lies in the four-dimensional family above; the question is what the quotient does to that family. The answer is a filter. The density ‘∣ψ∣2‘ of a section is a genuine function on ‘S3/2I‘, and by Peter-Weyl its level-‘2K‘ component factors into a left multipole, built from the spin-3 data alone, and a right multipole, which lives in the ‘2I‘-invariants of ‘VK‘. Beyond the scalar invariant at level 0, the next appears at level 12 and the next after that at level 20, so across ranks 0 through 6 exactly two channels are open. Everything else is switched off, not because the left-hand tensor vanishes, which it does not, but because its right-hand coefficient does.
Two results follow. As proved they are independent, neither using the other; Section 5.7 later combines the ambient proposition with the quotient calculation.
The first is ambient and uses no icosahedral input. For spin 3 with time reversal ‘Θ‘, the spin-8 cubic channel assembled from a state, its time reverse, and itself again vanishes precisely on the time-reversal-invariant rays. In the language of constellations, the channel closes exactly when the six Majorana points are antipodally symmetric as a multiset. The proof is short and rests on a classical fact about binary forms, that two nonzero forms of the same degree with vanishing Jacobian are proportional, so it is billed as a proposition rather than a theorem; the possibility that the underlying joint covariant is named in the classical invariant-theory literature is left open in Section 9 rather than settled here.
The second is the selection, and it takes three steps rather than one. The invariant-degree filter leaves the density only ranks 0 and 6. The multiplicity-free branching then scalarises the right-index contraction, without which surviving ranks would not select single maps at all, and puts the self-interaction in the plane spanned by the rank-0 and rank-6 maps. The rank-0 map is radial, and the rank-6 coefficient is nonzero, which is earned separately by pairing the interaction against the quartic. Only then does the self-interaction reduce, modulo the radial direction, to the single ray generated by the rank-6 map. The governing quartic reduces with it, to an affine function of the top multipole alone.
The weight attached to the surviving channel is not fitted: it is built from ‘∥R6∥2‘, the norm of the right multipole of an isotypic projector, and is positive because both constituents of the branching ‘V3∣2I‘ are proper (Section 5.3).
Little of the surrounding structure is icosahedral. The four-dimensional family, the structure of the surviving operator, the alternating row of binomial coefficients its weight matrix carries, the forced form of the time-reversal phase, and the critical rays of the reduced quartic together with their Majorana constellations are all universal facts about spin 3 with time reversal. None of them requires ‘2I‘ once the rank-6 channel has been selected, which is the distinction worth keeping: ‘2I‘ selects, and spin-3 mathematics determines what the selected channel is. For the selection theorem the icosahedron contributes exactly two facts: the invariant-degree filter, which leaves density ranks 0 and 6, and the multiplicity-free complementary branching ‘V3∣2I=σ3⊕σ4‘, which both scalarises the right-index contraction and supplies the weight. The quotient's representation theory is used elsewhere in the paper for other purposes, but not by that theorem.
The four-dimensional family is the four-channel spin-3 interaction of the condensate literature [DH], [KU], and the surviving ray is one coupling point of it: there the governing quartic is an affine image of the spin-3 mean-field energy, by a polynomial identity (Proposition 6.1). The condensate literature has the stationary states at that point and, from numerical minimisation, the ground states. The point is where this interaction lands, and not the coupling of a physical condensate (Section 6.3), and nothing at the point is offered as evidence for the quotient or for anything physical.
At that point, within the class of orbits whose fixed locus has projective dimension at most one, there are exactly ten critical orbits, with their values and Morse indices (Section 7); the classification is an audited argument, and its values were reproduced blind [M8.12]. Three critical orbits outside the class are certified by interval arithmetic. The minimum of ‘r6‘ is ‘1/924‘, attained exactly on the coherent states, by an identity that brings the Beauzamy-Bombieri-Enflo-Montgomery inequality [BBEM], with Reznick's equality case [Re], to the top multipole; it completes a statement of Björk et al. [Bj]. The maximum is ‘463/924‘, attained exactly on the hexagon orbit (Theorem 7.5); the value and the question are Romero et al.'s [RK], and the argument was audited on the OpenWave M8 track [M8.13].
Back on the quotient, the selected equation is a bifurcation problem on the flat bundles over ‘S3/2I‘, with the nonlinearity kept as a hypothesis (Section 8). The first correction at the four symmetry-pinned rays is exact and was reproduced blind [M8.10]; local branch germs exist, for sufficiently small amplitude, at the six rays of Section 7.1, where they are expanded, and by the same theorem at ‘v1‘ and ‘v2‘, as an audited argument [M8.11]. No radius is given for the germs, and neither result implies stability.
One boundary should be drawn explicitly. The configurations appearing below are known: the octahedral constellation is the anticoherent state of order 3 in the standard classification, and critical rays occur here with all four of the six-vertex shape types [BTD] names. Recognising a configuration is not the same as selecting it, and configuration prior art is not selection prior art. The contribution of the selection is which member of a known family a specific geometry forces, and the surrounding accounting of what that forcing does and does not explain. At the point the boundary has a companion: knowing the phases is not classifying the critical geometry (Section 7.2).
The sentences above naming the wider constellation literature rest, as in the first version, on abstracts and publisher records, and every search is reported as a search (Section 9.3).
Sections 2 to 5 set up the state space, the quotient and the interaction, prove the ambient proposition and the selection theorem, and derive its consequences across levels and sectors. Section 6 places the selected interaction in the condensate literature's coupling space, Section 7 gives the critical geometry there, and Section 8 returns to the quotient. Section 9 gives the limits, the prior art, the search and the open historical question; the certification and the changes from the first version close the page.
2. Setup
2.1 The state space and the Majorana dictionary
Let ‘Vj=Sym2jC2‘ be the irreducible ‘SU(2)‘ representation of spin ‘j‘ and dimension ‘2j+1‘, with orthonormal weight basis ‘vm‘, ‘−j≤m≤j‘. The state space throughout is ‘V3‘, of dimension 7. A state ‘u=∑mumvm‘ is written as the binary sextic
Fu(z)=m=−3∑3(−1)3−m(3+m6)umz3−m,whose six roots on the Riemann sphere are the Majorana constellation [Maj] of ‘u‘, a multiset of six points determined by the ray ‘[u]‘ and carried by rotations. A finite root ‘r‘ is the point with polar angle ‘θ=2arctan∣r∣‘ and azimuth ‘φ=argr‘, and each degree by which the polynomial falls short of 6 contributes one point at ‘θ=π‘. That fixes absolute coordinates rather than a shape up to rotation, which is what the identifications in Section 7.1 require. Statements about constellations below are statements about rays.
2.2 Time reversal
Time reversal is the antiunitary ‘Θ‘ on ‘V3‘ acting on coefficients by
Θ(m∑umvm)=m∑(−1)mumv−m,written in shorthand as ‘Θvm=(−1)mv−m‘ with ‘Θ‘ understood to be antilinear. Only the overall phase is conventional: antilinear intertwiners of ‘V3‘ with itself form a one-dimensional space by Schur, and ‘ΘJ+=−J−Θ‘ forces the pattern ‘(−1)m‘, which supplies the alternating sign in the operator of Section 5. One computes ‘Θ2=(−1)2j‘, so ‘Θ2=+1‘ here and ‘Θ2=−1‘ at half-integer spin.
Spin 3 and time reversal are representation theory here: nothing below claims a physical spin 3, and the equation studied is elliptic and stationary, with no time in it, so nothing here establishes a physical time-reversal symmetry of a dynamics.
A ray is time-reversal invariant when ‘Θu=λu‘ for some ‘λ‘ of modulus one, and the set of such ‘u‘ is ‘U(1)⋅Fix(Θ)‘. The condition is projective: for ‘a∈Fix(Θ)‘ and any phase, ‘u=eita‘ has ‘Θu=e−2itu‘, which is in general neither ‘+u‘ nor ‘−u‘. In constellation language a ray is time-reversal invariant exactly when its six Majorana points are antipodally symmetric as a multiset, coincidences included.
2.3 One transform, and three things it is applied to
For ‘0≤J≤6‘ let ‘[⋅⊗⋅]J‘ denote the projection of ‘V3⊗V3‘ onto its spin-‘J‘ summand. For a ‘7×7‘ matrix ‘P‘ define
MK(P)N=n+n′=N∑⟨3n;3n′∣KN⟩(−1)n′Pn,−n′,0≤K≤6.This is the state-multipole, or statistical-tensor, expansion of a density matrix in irreducible tensor operators, standard since [Fa] and used in exactly this form to read multipoles off a Majorana constellation [RK]. It is written out here because three different arguments are fed to it below and the paper turns on keeping them apart.
The holomorphic square ‘BJ(a)=[a⊗a]J‘ takes both arguments to be the same state. Exchanging two identical slots multiplies the spin-‘J‘ summand of ‘V3⊗V3‘ by ‘(−1)3+3−J=(−1)J‘, so ‘BJ‘ vanishes identically for odd ‘J‘.
The density multipole ‘ρK(u)=[u⊗Θu]K‘ is sesquilinear, linear in ‘u‘ and antilinear in it through ‘Θu‘. It equals the transform above at the state's own projector,
ρK(u)=MK(uu†),and it does not vanish for odd ‘K‘ in general.
The right multipole is the same transform at a different argument, ‘RK=MK(P)‘ with ‘P‘ the isotypic projector of Section 2.4. Same map, different matrix; the two multiply rather than merge, and Section 5 turns on that.
The factorisation of Section 5 uses this one ‘MK‘ on both sides, which is what makes the two multipoles multiply: the time-reversal phase sits inside ‘MK‘ itself, and ‘ρK(u)=MK(uu†)‘ holds because ‘(Θu)n′=(−1)n′u−n′‘ is exactly the factor the definition carries.
Two notational distinctions matter throughout. ‘ρK‘ with a subscript is always a density multipole and never a representation of ‘2I‘; representations are written ‘σ‘ throughout. The index ‘K‘ on a multipole is a spin, as is the ‘J‘ on ‘BJ‘, and spins on different decompositions are not comparable: Section 3 works at output spin 8, Section 5 at density rank 6.
Lemma 2.2. ‘ρ1(u)=ρ3(u)=ρ5(u)=0‘ if and only if ‘[u]‘ is time-reversal invariant.
If ‘Θu=λu‘ then ‘ρK(u)=λ[u⊗u]K‘, which vanishes for odd ‘K‘ by the exchange sign. Conversely, if every odd projection of ‘u⊗Θu‘ vanishes then the tensor is supported in the even summands, on which the exchange acts trivially, so ‘u⊗Θu=Θu⊗u‘; for a nonzero simple tensor that forces ‘Θu‘ proportional to ‘u‘, and antiunitarity makes the constant a phase. ‘□‘
2.4 The quotient, its sectors, and the invariant degrees
Identify ‘S3‘ with ‘SU(2)‘ carrying the round metric, let ‘2I⊂SU(2)‘ be the binary icosahedral group of order 120 acting by right translation, and write ‘X=S3/2I‘ for the resulting spherical space form. A finite-dimensional unitary representation ‘σ‘ of ‘2I‘ determines a flat bundle on ‘X‘, whose sections are the functions ‘ψ:SU(2)→Cdimσ‘, written as rows, satisfying ‘ψ(gh)=ψ(g)σ(h)‘ for ‘h∈2I‘. An intertwiner ‘η∈Hom2I(σ,Vj)‘ is correspondingly a map with ‘Dj(h)η=ησ(h)‘, and by Peter-Weyl the sections at level ‘ℓ=2j‘ are ‘Vj⊗Hom2I(σ,Vj)‘, realised as
ψa(g)=m,n∑umDmnj(g)ηna,so the left index is free and the right index carries the sector. Since ‘σ‘ is unitary, ‘∣ψ(gh)∣2=∣ψ(g)∣2‘, so the density really is a function on ‘X‘. A block state at level 6 is one for which ‘j=3‘, so its left index runs over the ‘V3‘ of Section 2.1 and its right index over a multiplicity space that the branching below shows to be one-dimensional. Level 6 is the scope of the selection theorem of Sections 4 through 5.5. What fixes it is the choice of object: this paper is about spin-3 states, so the left index is ‘V3‘ and the level is ‘2⋅3‘.
Two facts about ‘2I‘ drive the selection theorem, both classical and both recomputed here from the group rather than cited. They are the two inputs named in Section 5.1. First, the dimensions of the invariants,
dim(Vj)2I=1,0,0,0,0,0,1,0,0,0,1,0,1,0,0,1(j=0,…,15),so invariants occur at levels 0, 12, 20, 24 and 30. Only the gap below level 12 is used below. Second, the branching of the state space itself. ‘V3‘ has integer spin, so ‘−I‘ acts trivially and ‘V3‘ factors through ‘2I/{±I}≅A5‘, whose irreducible dimensions are ‘1,3,3,4,5‘. The character sum gives ‘⟨χ,χ⟩=2‘, so the restriction is multiplicity-free with two constituents, and ‘dim(V3)2I=0‘ excludes the trivial one. The two-dimensional irreducible representations of ‘2I‘ are spinorial, so they cannot occur where ‘−I‘ acts trivially, which is precisely what factoring through ‘A5‘ means; ‘A5‘ itself has no two-dimensional irreducible representation. Hence
V3∣2I=σ3⊕σ4,dimσ3+dimσ4=3+4=7.The two sectors a block state can occupy are therefore complementary in ‘dimV3‘. What that buys is specific: the surviving weight computed in Section 5 is ‘∥R6∥2=d(7−d)/7‘ with ‘d=dimσ‘, an expression symmetric under ‘d↔7−d‘, so the symmetry itself makes the two sectors carry the same value, and it is positive for both because ‘0<d<7‘.
Since ‘σ‘ occurs with multiplicity one, ‘Hom2I(σ,V3)‘ is one-dimensional. For any nonzero intertwiner ‘η‘ in it, Schur gives ‘η†η=cIσ‘; rescale so that ‘c=1‘, so that ‘P=η熑 is the orthogonal projector onto the ‘σ‘-summand of ‘V3‘.
2.5 The interaction, and what the results are relative to
Everything below concerns one interaction, fixed here so that Sections 4 to 8 read off a single definition rather than several. The problem is
(−Δ−λ)ψ+g∣ψ∣2ψ=0,λ near the level-6 eigenvalue,the self-interaction means the block projection of ‘∣ψ∣2ψ‘ onto the level-6 eigenspace, and the quartic is the ratio ‘Q=∫∣ψ∣4/(∫∣ψ∣2)2‘.
Nothing below determines ‘g‘. For the channel-selection question a nonzero magnitude can be absorbed into the amplitude, since the problem is projective in ‘ψ‘ and ‘g‘ rescales the amplitude at which a given ray solves it. Absorbing ‘∣g∣‘ leaves the sign, which no rescaling removes, and that sign is immaterial here because an overall nonzero real factor does not move the tangential critical equation, though it matters in Sections 6 to 8, where the indices, the least-energy ray and the direction of the germs depend on it (Section 6.2). So ‘g=1‘ is taken throughout, a normalisation rather than a result: its sign and its physical scale are not derived here, and the 1 is not a computed coupling.
The choice of interaction is not vacuous: a second local ‘2I‘-invariant quartic genuinely exists. Both ‘σ3‘ and ‘σ4‘ are real representations: ‘V3‘ has integer spin, so ‘Θ2=+1‘ makes ‘Θ‘ a real structure on it, and the restriction is multiplicity-free with constituents of different dimensions, so ‘Θ‘ cannot exchange them and must preserve each. Choosing real orthonormal models then gives ‘σ(h)σ(h)T=I‘. Hence ‘ψψT‘ is also a genuine function on ‘X‘ and ‘∫∣ψψT∣2‘ is a second local, ‘2I‘-invariant quartic. The filter of Section 4 applies to it unchanged, since its right-hand factor is the plain Clebsch-Gordan projection of ‘ηηT‘, carrying neither the ‘Θ‘ phase nor the index reversal that ‘MK‘ carries. That is exactly why the left-hand factor comes out holomorphic. Either way it lands in the same invariants. Its surviving left-hand factors are the holomorphic squares ‘B0‘ and ‘B6‘ of Section 2.3 rather than ‘ρ0‘ and ‘ρ6‘, so its interaction is confined to a genuinely different plane; Section 5.5 identifies that plane and shows it differs from the one selected here.
Whether that second plane also reduces to a single ray is not examined here; the analogues of clauses 3 and 4 for the ‘N‘ pair have not been computed. What the filter fixes is the plane. Which plane depends on the interaction, so the selection theorem is a statement about the density-type quartic above and not about local ‘2I‘-invariant quartics in general.
3. The ambient proposition
This section uses no icosahedral input, and everything in it holds for spin 3 with time reversal. The trilinear data ‘(u,Θu,u)‘ contracts equivariantly into every ‘VJ‘ in ‘Sym2V3⊗V3‘, and those contractions are the channels of one object indexed by the spin of the target: the self-interaction is the spin-3 channel, which Sections 4 and 5 select within, and the covariant below is the spin-8 channel. Section 5.7 shows the spin-8 channel is populated on ‘X‘, with exactly the time-reversal-invariant states annihilating it. The result is a proposition and not a theorem, its ingredients are classical, and whether the covariant has appeared before is left open in Section 9; nothing in the paper's contribution rests on the answer.
3.1 The cubic covariant
The maps in this paper are not holomorphic cubics, and the distinction has to be made before any multiplicity is quoted. Holomorphic cubics ‘V3→VJ‘ are counted by ‘HomSU(2)(Sym3V3,VJ)‘, and ‘Sym3V3=V1⊕2V3⊕V4⊕V5⊕V6⊕V7⊕V9‘, of dimension ‘(39)=84‘ with spin 3 occurring twice: it contains no ‘V8‘, so no holomorphic cubic into the spin-8 target exists at all. The maps here are of type ‘(2,1)‘, quadratic in the state and antilinear in it through time reversal, so the space to count is
EJ:=HomSU(2)(Sym2V3⊗V3,VJ)≃HomSU(2)(Sym2V3⊗V3,VJ),the isomorphism induced by ‘Θ‘, which supplies the linear intertwiner ‘V3≃V3‘. This notation is used for the rest of the paper. An exact weight count gives
dimE8=2−1=1,the weight-8 subspace of ‘Sym2V3⊗V3‘ having dimension 2 and the weight-9 subspace dimension 1, so the covariant is unique up to scale. Call a nonzero representative ‘T‘, taken in polarised form,
T(x,y,z)=2κ[x(y,z)1+y(x,z)1],κ=0,where ‘x,y,z‘ are the binary sextics attached to three states and ‘(⋅,⋅)1‘ is the first transvectant in the classical sense [GY]. Only the vanishing of ‘(f,g)1‘ is used below, and ‘(f,g)1‘ is a nonzero constant multiple of the Jacobian
J(f,g)=fXgY−fYgX,so the two are interchangeable for that purpose. The constant ‘κ‘ depends on the normalisation of ‘T‘ and of the transvectant and is not quoted here; that ‘κ=0‘ is what the argument uses, and it holds because ‘T‘ is nonzero.
The polarised form is the primary statement and its two specialisations are one line each. Setting ‘y=x‘ gives the holomorphic diagonal,
T(a,a,b)=κf(f,g)1,and setting ‘y=Θu‘, ‘z=u‘ gives the ambient spin-8 channel used in this paper,
C(u):=T(u,Θu,u)=−2κF(F,ΘF)1,the second term of the polarisation dropping out because ‘(F,F)1=0‘ by antisymmetry.
The two specialisations look independent and are not. Setting ‘a=u‘ and ‘b=Θu‘ in the first gives ‘T(u,u,Θu)=κF(F,ΘF)1=−2C(u)‘, so they differ by a constant.
Following Section 2.3, ‘C‘ takes values in ‘V8‘, and is referred to as the spin-8 cubic channel.
3.2 The classical input
One classical fact is used, short enough to prove here.
Lemma 3.1 (Jacobian criterion). Let ‘f,g‘ be nonzero binary forms of the same degree ‘n>0‘ over a field of characteristic zero. If ‘J(f,g)=0‘ then ‘f‘ and ‘g‘ are proportional.
Euler's relation gives ‘YfY=nf−XfX‘, and likewise for ‘g‘, so that
Y⋅J(f,g)=n(fXg−fgX)as a polynomial identity. Hence ‘J(f,g)=0‘ forces ‘fXg=fgX‘, that is ‘∂X(g/f)=0‘ wherever ‘f=0‘. So ‘g/f‘ does not depend on ‘X‘, and being homogeneous of degree 0 it is constant. ‘□‘
The two forms in Section 3.3 are both sextics, so the degree hypothesis is automatic there; Section 5.7 needs a weaker unequal-degree form, developed where it is used.
Because ‘Θ‘ is injective and the dictionary from states to sextics is linear, ‘F=0‘ and ‘ΘF=0‘ whenever ‘u=0‘. So Lemma 3.1 applies to the pair ‘(F,ΘF)‘ at every nonzero state.
3.3 The kernel, and the proposition that follows from it
Lemma 3.2. For ‘a=0‘, the kernel of the linear map ‘b↦T(a,a,b)‘ is exactly ‘Ca‘.
By the diagonal specialisation, ‘T(a,a,b)=κf(f,g)1‘, and ‘κ=0‘ with ‘f=0‘, so the kernel is cut out by ‘(f,g)1=0‘. By Lemma 3.1 this holds exactly when ‘g‘ is proportional to ‘f‘, that is when ‘b∈Ca‘. ‘□‘
Proposition 3.3. For ‘u=0‘, ‘C(u)=0‘ if and only if ‘[u]‘ is time-reversal invariant. Equivalently,
Z(C)=U(1)⋅Fix(Θ).
Apply Lemma 3.2 at ‘a=u‘, ‘b=Θu‘. Its kernel condition reads ‘T(u,u,Θu)=0‘ if and only if ‘Θu∈Cu‘, and by Section 3.1 that left side is ‘−2C(u)‘. Antiunitarity makes the constant a phase, so ‘Θu=λu‘ with ‘∣λ∣=1‘, which by Section 2.2 is exactly membership in ‘U(1)⋅Fix(Θ)‘. ‘□‘
So the proposition is a corollary rather than a parallel result: one classical criterion, applied once, yields both statements.
3.4 The constellation reading
One standard fact is used: time reversal acts on the Majorana constellation as the antipodal map of the sphere. Everything else follows in a line. The constellation is the root multiset of the sextic ‘F‘, so by the fundamental theorem of algebra it determines ‘[u]‘ and is determined by it; and ‘Θu‘ proportional to ‘u‘ says exactly that the antipodal map fixes that multiset, that is, that the six points are antipodally symmetric, coincidences included. Combining with Proposition 3.3:
The spin-8 cubic channel closes exactly on the rays whose Majorana constellation is antipodally symmetric.
Section 2's Lemma 2.2 reaches the same locus by a different route, through the vanishing of the odd density multipoles, and the agreement is a useful check rather than a second proof: one argument runs through the Jacobian criterion on binary forms, the other through the exchange symmetry of a simple tensor.
4. The reduction
4.1 The density is bandlimited
Let ‘ψ‘ be a block state at level 6, so its left index runs over ‘V3‘. Its density ‘∣ψ∣2‘ is a function on ‘X=S3/2I‘, and by Section 2.4 its level-‘2K‘ component lies in
VK⊗(VK)2I,the left factor built from the spin-3 data and the right factor from the sector. A level therefore survives only when ‘(VK)2I=0‘.
The density's left content is ‘V3⊗V3‘, which spans ranks 0 through 6, that is levels 0 through 12. That window is closed: the density cannot reach beyond level 12, so what happens at level 20 and above is irrelevant to it. Within the window, the dimensions recorded in Section 2.4 leave exactly two survivors, at levels 0 and 12 (Figure 1).
Lemma 4.1. The density of a block state at level 6 has the form
∣ψ∣2=c0+d12,a constant plus a level-12 component. No intermediate level occurs.
This is the first of the paper's two icosahedral inputs, the invariant-degree filter; the second, the multiplicity-free branching, scalarises the right-index contraction in Section 5.1 and supplies the weight in Section 5.3. Lemma 4.1 concerns the coefficients of the density's expansion, not the tensors that carry them: the density multipoles ‘ρK(u)‘ are generically nonzero at every rank.
4.2 The four-dimensional family
The other side of the reduction is what there is to select from: the type-‘(2,1)‘ self-maps of ‘V3‘, which by Section 3.1 form the space ‘E3‘. The weight count gives
dimE3=16−12=4,the weight-3 subspace having dimension 16 and the weight-4 subspace dimension 12. Both counts in this paper are of that form and both can be checked on the page.
This family is not new. A spin-3 contact interaction is specified by four scattering lengths, one for each total-spin channel ‘S=0,2,4,6‘, and the resulting mean-field energy is the corresponding four-parameter combination [DH], [KU]. That is the same four-dimensional space, in the ‘NJ‘ indexing below. Nothing in this paper claims the family; what is claimed is what the quotient does to it.
There is also a structural derivation, and it comes with a basis. Since ‘Sym2V3=V0⊕V2⊕V4⊕V6‘, each summand once, and since ‘V3‘ occurs exactly once in ‘VJ⊗V3‘ for every ‘J≤6‘,
E3=J=0,2,4,6⨁HomSU(2)(VJ⊗V3,V3),four summands, each one-dimensional. A generator of the ‘J‘-th is
NJ(u)=[[u⊗u]J⊗Θu]3,J=0,2,4,6,built from the holomorphic square of Section 2.3, which is why only even ‘J‘ occurs: the odd ‘NJ‘ vanish identically by the exchange sign, the same fact as ‘BJ=0‘ for odd ‘J‘.
The maps the selection is naturally phrased in are indexed instead by the density's ranks. For ‘0≤K≤6‘ put
AK(u)v=[ρK(u)⊗v]3,MK(u)=AK(u)u,so ‘AK(u)‘ is a linear operator on ‘V3‘ with the density frozen at ‘u‘, and ‘MK‘ is the cubic self-map obtained by feeding the same state back in. The distinction is not cosmetic and Section 5 will need it.
So the family has two natural indexings, which Section 2.3 keeps apart: the canonical basis ‘NJ‘ by the ranks of the holomorphic square, and the ‘MK‘ by the ranks of the density, related by recoupling. The seven ‘MK‘ are linearly dependent and span ‘E3‘, verified by exact computation; the selection argument does not use the spanning, and needs only that ‘M6‘ is not radial, which Section 5 proves.
4.3 The spine
These are the two targets named at the head of Section 3, and the contrast between them is what gives the paper its shape. Put the counts side by side.
dimE8=1,dimE3=4.The spin-8 target is rigid: its type-‘(2,1)‘ covariant space is one-dimensional, so there is no nontrivial projective choice for a geometry to make within it. A geometry might still decide whether that channel appears, or with what coefficient; what it cannot do is choose among projectively distinct maps, because there is only one ray. The spin-3 target is four-dimensional, so channel selection has genuine content there.
The same method answers the corresponding availability question, whether the quotient supplies a compatible spin-8 target slot at all. Both ‘V3‘ and ‘V8‘ have integer spin and so factor through ‘A5‘, and the branching is
| level | dim | ‘1‘ | ‘3‘ | ‘3′‘ | ‘4‘ | ‘5‘ |
|---|---|---|---|---|---|---|
| 6 | 7 | 0 | 0 | 1 | 1 | 0 |
| 12 | 13 | 1 | 1 | 0 | 1 | 1 |
| 16 | 17 | 0 | 0 | 1 | 1 | 2 |
The two constituents of ‘V3‘ are ‘3′‘ and ‘4‘, and both occur in ‘V8‘ with multiplicity one, so both sectors occurring at level 6 also occur at level 16 and the spin-8 target is available in either. That is what the table establishes and all that is claimed here: it says the slot exists, not that the particular covariant has nonzero coefficient into it, which would need a right-index contraction for ‘C‘ of the kind Section 5 carries out for the density. The slot is at least reachable: by Lemma 4.1 the density has levels 0 and 12 only, level 0 times level 6 returns level 6 alone, and level 12 times level 6 spans levels 6 through 18. So the entire level-16 output comes from ‘d12ψ‘, and the only obstruction is whether the right-hand factor vanishes. That is settled in Section 5.7, which needs the weight computed in Section 5.3 and so cannot be argued here: it does not vanish, and the channel is populated in both sectors.
4.4 What the reduction cannot touch
Lemma 4.1 constrains the density's spectrum and nothing else: ‘E3‘, its canonical basis ‘NJ‘, the operators ‘AK‘ and the maps ‘MK‘ are fixed before ‘2I‘ is mentioned, the same for any system carrying spin 3 with time reversal. The family is universal, and the quotient selects the nonradial ray and its weight.
5. The selection theorem
5.1 Statement
Theorem 5.1. Let ‘ψ‘ be a block state at level 6 on ‘X=S3/2I‘, in the sector ‘σ‘, write ‘d=dimσ∈{3,4}‘, and take the self-interaction and the quartic to be those of Section 2.5, namely the block projection of ‘∣ψ∣2ψ‘ and the ratio built from ‘∫∣ψ∣4‘. Then:
w0w6=13d7−d>0.
- the self-interaction lies in ‘span{M0,M6}⊂E3‘;
- ‘M0‘ is radial, ‘M0(u)=−∥u∥2u/7‘;
- ‘M6‘ is not radial;
- modulo the radial direction the self-interaction spans the single projective ray ‘[M6]‘, its coefficient being nonzero by the argument in Section 5.5; on the unit sphere the tangential critical problem is then governed by ‘M6‘ alone;
- on the unit sphere the governing quartic is ‘Q=w0/7+w6∥ρ6∥2‘, with
Clause 1 needs one step beyond Lemma 4.1, which constrains the density and not the self-interaction. The level-‘2K‘ component of the density multiplies ‘ψ‘; the left factor couples to give ‘AK(u)u=MK(u)‘, and the right factor contracts against ‘η‘ to a scalar, by Schur, since the multiplicity is one. So each surviving level contributes a multiple of its own ‘MK‘ and the vanishing levels contribute nothing, which with Lemma 4.1 is clause 1. Clauses 2 through 5 are proved below.
5.2 The quartic, and the Peter-Weyl factorisation
Two preliminaries. First, clause 2. The rank-0 coupling contracts ‘u‘ against ‘Θu‘ to a scalar,
ρ0(u)=[u⊗Θu]0=−7∥u∥2,soM0(u)=[ρ0(u)⊗u]3=−7∥u∥2u,which is clause 2. Within ‘E3‘, "radial" and "proportional to ‘M0‘" are the same condition: a radial equivariant map has the form ‘λ(u)u‘ with ‘λ‘ an invariant of type ‘(1,1)‘, and ‘HomSU(2)(V3⊗V3,1)‘ is one-dimensional, so ‘λ∝∥u∥2‘ and the map is a multiple of ‘M0‘.
Second, the quartic itself, which has two forms. The homogeneous one is
Q(u)=K∑wK∥ρK(u)∥2,and the functional actually extremised is its projective normalisation
Q([u])=∥u∥4Q(u),u=0,which descends to rays and agrees with ‘Q‘ on the unit sphere. Since ‘∥ρ0(u)∥2=∥u∥4/7‘, clause 5 is the value of ‘Q‘ there.
The scale of the ‘wK‘ is not a convention either, because the denominator can be carried explicitly. With Haar measure normalised and ‘η†η=Iσ‘,
∫∣ψ∣2=71∥u∥2trP=7d∥u∥2,so ‘(∫∣ψ∣2)2=(d2/49)∥u∥4‘ and there is no undetermined factor anywhere.
By the convention fixed in Section 2.4 a section is ‘ψa(g)=∑m,numDmn3(g)ηna‘. Expanding the density and using ‘D3D3=∑K⟨⋅⟩⟨⋅⟩DK‘ separates the two indices: the level-‘2K‘ component of ‘∣ψ∣2‘ is
d2K=ρK(u)⊗RK(P),P=ηη†,with both factors the same transform ‘MK‘ of Section 2.3, applied to ‘uu†‘ on the left and to ‘P‘ on the right. Peter-Weyl orthogonality, ‘∫DMNKDM′N′K′=δ/(2K+1)‘, gives the numerator, while the normalisation above gives the denominator:
A(u):=∫∣ψ∣4=K∑2K+1∥ρK(u)∥2∥RK(P)∥2,B(u):=∫∣ψ∣2=7d∥u∥2.Hence
Q([u])=B(u)2A(u)=∥u∥41K∑wK∥ρK(u)∥2,wK=d249⋅2K+1∥RK(P)∥2,and ‘Q(u)=∑KwK∥ρK(u)∥2=(49/d2)A(u)‘. With the measure fixed that way there is no free constant left anywhere, and in particular ‘w0=(49/d2)(d2/7)=7‘ is derived, not chosen. The measure is the one choice being made, and it is worth saying what depends on it: ‘Q=A/B2‘ scales inversely with the measure, so the individual ‘wK‘ and the normalisation of Section 5.6 inherit that choice, while the ratio ‘w6/w0‘, the selection theorem and the critical set do not.
Lemma 4.1 in this language says ‘RK(P)=0‘ for ‘K=1,…,5‘, which is a statement about ‘P‘ and leaves ‘ρK(u)‘ untouched.
The formula is also what defines the individual ‘wK‘: by Sections 9.5, 5.5 and 4.2 the seven quartics ‘∥ρK∥2‘ span a four-dimensional space, so they satisfy three linear relations, and the ‘wK‘ are the ones the Peter-Weyl factorisation produces, not coefficients read off from ‘Q‘. Nothing downstream turns on this. Only ‘w0‘ and ‘w6‘ are nonzero, since ‘RK(P)=0‘ for ‘K=1,…,5‘, and the ‘K=0‘ term is the constant ‘w0/7=1‘, so
Q([u])=1+w6∥u∥4∥ρ6(u)∥2.The ratio on the right is not constant on rays, so ‘Q‘ determines ‘w6‘ as its slope against that ratio: the weight derived in Section 5.3 belongs to the functional, not to the way it is written.
5.3 The weight
Lemma 5.2. ‘∥R6(P)∥2=d(7−d)/7‘, and ‘∥R0(P)∥2=d2/7‘.
Three steps. First, ‘MK‘ obeys a Parseval identity, ‘∑K∥MK(P)∥2=∥P∥F2‘ for any ‘7×7‘ matrix ‘P‘. Second, ‘P‘ is an orthogonal projector by the normalisation fixed in Section 2.4, so ‘∥P∥F2=trP=d‘. Third, ‘R0(P)0=−tr(P)/7‘, so ‘∥R0∥2=d2/7‘. Lemma 4.1 removes every other term from the Parseval sum, leaving
∥R6∥2=d−7d2=7d(7−d).□The expression ‘d(7−d)/7‘ is positive exactly when ‘0<d<7‘, and Section 2.4 supplies that: ‘V3∣2I‘ is multiplicity-free with two constituents, of dimensions 3 and 4, so both are proper and neither ‘d‘ is 0 or 7. The expression is also symmetric under ‘d↔7−d‘, so the two sectors carry the same value,
∥R6∥2=73⋅4=712in both,for a reason rather than by coincidence: they are complementary in ‘dimV3‘. Combining with Section 5.2,
w0w6=∥R0∥2/1∥R6∥2/13=13d7−d>0,which is clause 5. Since ‘w0=7‘ was derived rather than chosen, the absolute weight follows too: ‘w6=7(7−d)/(13d)‘, namely ‘21/52‘ at ‘d=4‘ and ‘28/39‘ at ‘d=3‘.
5.4 The surviving operator, and the map it generates
Write ‘Λm=(−1)3+m(3+m6)‘, the alternating sixth row of Pascal's triangle. At weight states the frozen-density operator of Section 4.2 is an outer product,
A6(vi)vj=cΛiΛjvj,c=−(612)1dimV6dimV3,diagonal in the second slot. Feeding the same state back in gives the cubic map, which carries ‘Λ‘ squared:
M6(vi)=cΛi2vi,Λ2=(1,36,225,400,225,36,1).The outer product belongs to the operator and the square to the map; they are different objects.
The two factors of ‘Λ⊗Λ‘ have different origins. In the Condon-Shortley convention
⟨3m;3−m∣60⟩=462231(1,6,15,20,15,6,1),⟨60;3m∣3m⟩=858429Λ,so the multiplication slot alternates by itself, while the density slot's row is positive and takes its signs from the phase in ‘Θ‘.
5.5 That ‘M6‘ is not radial, and the quartic
Clause 3 is one line from Section 5.4. By Section 5.2, radial and proportional to ‘M0‘ are the same condition in ‘E3‘, so suppose ‘M6=αM0‘. Evaluating both at the weight state ‘vi‘ gives ‘cΛi2=−α/7‘ for every ‘i‘, so ‘Λ2‘ would be constant. It is ‘(1,36,225,400,225,36,1)‘. Hence ‘M6‘ is not radial. The same row is why the second interaction of Section 2.5 lands in the genuinely different plane ‘span{N0,N6}‘: ‘N0‘ annihilates every weight state ‘vi‘ with ‘i=0‘ and does not annihilate ‘v0‘, while no combination of ‘M0‘ and ‘M6‘ does that, since this row is not constant off the centre.
That is not yet clause 4, which also needs the self-interaction to contain ‘M6‘ with nonzero coefficient. Write the self-interaction as ‘t0M0+t6M6‘, which clause 1 permits. It is the block projection of ‘∣ψ∣2ψ‘, and the block projection is self-adjoint with ‘ψ‘ in its range, so pairing it with ‘ψ‘ returns ‘∫∣ψ∣4‘, that is ‘Q‘ up to the normalisation of Section 5.2. Carrying that normalisation explicitly, the pairing is ‘(d/7)⟨u,I(u)⟩=A(u)‘, the ‘d/7‘ being the block inner product inherited from ‘∫∣ψ∣2=(d/7)∥u∥2‘. For a fixed sector ‘σ‘, ‘t0‘ and ‘t6‘ are constants determined by the right contractions, and they are not assumed related. If ‘t6‘ vanished, the self-interaction would be ‘t0M0‘, so ‘A(u)‘ would be proportional to ‘⟨u,M0(u)⟩=−∥u∥4/7‘, hence constant on the unit sphere. It is not: by clause 5, ‘Q=(49/d2)A‘ is ‘w0/7+w6∥ρ6∥2‘ with ‘w6>0‘, and a positive multiple of ‘A‘ is constant only if ‘A‘ is, and ‘∥ρ6∥2‘ takes the values ‘1/(612)‘ and ‘400/(612)‘ at ‘v3‘ and ‘v0‘. So ‘t6=0‘, and with clauses 1 and 2 that is clause 4. ‘□‘
The same non-constancy appears on the quartic side as an identity worth recording,
(612)∥ρ6(vm)∥2=Λm2,which is an identity rather than a sample: at a weight state ‘ρ6‘ has only its zonal component, so ‘∥ρ6∥2=(3+m6)2/(612)‘.
Both coefficients of the self-interaction are available, not only the nonvanishing of the second. Pairing it with ‘u‘ and evaluating at ‘v3‘ and ‘v0‘ gives two linear equations whose solution, written ‘I‘ from here on, is
I(u)=7d∥u∥2u−917−dM6(u),the radial part carrying the expected sign. Solved from two states, it holds at the octahedral and hexagonal rays as well, so it is determined rather than fitted.
Relating the two sides away from weight states is a separate identity:
∇uˉ∥ρK(u)∥2=cKMK(u),cK=(−1)K+12dimV3dimVK,so the quartic weight and the cubic weight differ by a fixed nonzero factor per channel, as an identity in ‘u‘ and ‘uˉ‘; Section 9.5 obtains the same correspondence structurally, as an equivariant isomorphism from the invariant quartics onto ‘E3‘. Nothing in Theorem 5.1 depends on it. Reading nonvanishing of every ‘cK‘ as injectivity would need the spanning fact of Section 4.2, which is not used here.
One last calculation completes clause 4's second sentence, that on the unit sphere the tangential critical problem is governed by ‘M6‘ alone. Since ‘Q=A/B2‘ with ‘B(u)=(d/7)∥u∥2‘, the gradient of the denominator is radial, so for ‘∥u∥=1‘, ‘Πu⊥∇uˉQ∝Πu⊥I(u)‘: with clause 1 and ‘M0‘ radial, the tangential equation involves ‘M6‘ alone, with the nonzero coefficient above. That is clause 4 in full.
5.6 The normalisation, and what it does not settle
The theorem is complete; one ceiling belongs here before the discussion, on the constant its weight is built from. The sector normalisation is ‘N=(612)/w6‘, and Section 5.3 gives it in closed form:
N=(612)dimV3dimV67−dd=(613)7−dd,1287 at d=3,2288 at d=4.The first form is canonical because it is what the derivation produces: the left Clebsch-Gordan constant, times the Peter-Weyl dimension ratio, times the sector. The binomial identity ‘(612)⋅13/7=(613)‘ is noticed afterwards and is not a new primitive.
Two ceilings belong here rather than in the discussion. First, an earlier form of this normalisation, ‘N=143d2‘, is exactly correct on both sectors and always will be, since ‘d(7−d)=12‘ at ‘d=3‘ and ‘d=4‘. What the derivation shows is that it is not the primitive form: the quadratic shape is a consequence of the two sectors being complementary in 7. Second, and more sharply, ‘d=3‘ and ‘d=4‘ are the only values that occur, so no measurement inside this system separates the two formulas. The correction is carried entirely by the derivation above and has no empirical content of its own.
5.7 The spin-8 channel on the quotient
Section 4.3 left one question open, whether the spin-8 channel whose target slot exists in both sectors actually carries a nonzero coefficient there. With Lemma 5.2 in hand it closes.
This section's tool is the unequal-degree form of Lemma 3.1. With degrees ‘m=degf‘ and ‘n=degg‘ the same Euler computation gives ‘Y⋅J(f,g)=nfXg−mfgX‘, and ‘∂X(fn/gm)=fn−1(nfXg−mfgX)/gm+1‘, which is zero when ‘J(f,g)=0‘. So ‘fn/gm‘ is independent of ‘X‘, and being homogeneous of degree zero it is constant: ‘fn∝gm‘, the weaker conclusion available at unequal degrees. Since ‘C[X,Y]‘ is a unique factorisation domain, a root of multiplicity ‘μ‘ in ‘f‘ then has multiplicity ‘μn/m‘ in ‘g‘.
The right-hand factor of the level-16 output is built from ‘R6(P)‘, which lies in ‘(V6)2I‘. That space is one-dimensional by Section 2.4, and its generator has twelve simple roots, which the orbit structure forces and the picture only suggests. The zero divisor of a ‘2I‘-invariant binary form is ‘2I‘-invariant, hence a union of orbits of ‘A5‘ on ‘P1‘, and those orbits have sizes 12, 20, 30 and 60, with stabilisers the cyclic groups of orders 5, 3, 2 and 1. A divisor of degree 12 must therefore be the size-12 orbit taken once, so its roots are twelve distinct points, the icosahedron's vertices. Lemma 5.2 gives ‘∥R6(P)∥2=12/7=0‘, so ‘R6(P)‘ is a nonzero multiple of that invariant; write it ‘I12‘.
The coupling ‘V6⊗V3→V8‘ is unique up to scale and is the first transvectant, the degrees ‘12‘ and ‘6‘ giving order ‘12+6−2=16‘. So the question is whether ‘v↦(I12,fv)1‘ can kill a nonzero ‘v‘. It cannot. If ‘(I12,f)1=0‘ with ‘f=0‘, the unequal-degree form gives ‘I126∝f12‘, so each root of ‘I12‘ occurs on the left with multiplicity ‘6μ‘ and on the right with multiplicity ‘12ν‘, forcing ‘μ=2ν‘. A root of ‘I12‘ has ‘μ≥1‘, so ‘ν=0‘ would give ‘μ=0‘, while ‘ν≥1‘ gives ‘μ≥2‘. Both contradict twelve simple roots.
So ‘v↦(I12,fv)1‘ is injective, and composing it with the nonzero intertwiner ‘η‘ leaves the right-hand factor nonzero in both sectors. The left-hand factor is ‘[ρ6(u)⊗u]8‘. Since ‘dimE8=1‘ leaves no other equivariant map, it is some multiple of ‘C(u)‘, say ‘αC(u)‘; that ‘C‘ is itself nonzero does not yet make ‘α‘ nonzero, so the constant is evaluated rather than inferred. At ‘u=v3‘, ‘ρ6(v3)=−462231v0(6)‘ and coupling to spin 8 gives ‘[ρ6(v3)⊗v3]8,3=1092273=0‘. Hence ‘α=0‘. The level-16 component of the nonlinearity therefore does not vanish identically, and Proposition 3.3 becomes a statement about ‘X‘ rather than an ambient one:
Among block states at level 6, those whose cubic nonlinearity has no level-16 component are exactly the time-reversal-invariant ones.
5.9 Three corollaries
Three consequences of Theorem 5.1 bracket it from below, across and above. Throughout this subsection write
r6([u]):=∥u∥4∥ρ6(u)∥2,the projective form of the top multipole, which agrees with ‘∥ρ6∥2‘ on the unit sphere of ‘V3‘.
Corollary 5.4. Nothing projective below level 6. For a single-sector block state with the density-type interaction of Section 2.5, the projected self-interaction is radial at every level ‘ℓ<6‘. Level 6 is the first level at which ‘S3/2I‘ permits a non-radial cubic self-interaction at all.
The transform of Section 2.3 extends to every level with the time-reversal phase written as ‘Θjvm=εj(−1)j−mv−m‘, ‘∣εj∣=1‘, which is defined at integer and half-integer ‘j‘ alike, since ‘j−m‘ is an integer; Section 2.2's choice at ‘j=3‘ is ‘ε3=−1‘. Below level 6 the restriction ‘Vj∣2I‘ is irreducible: the character sum gives ‘⟨χ,χ⟩=1‘ at ‘2j=1,…,5‘ and first gives 2 at ‘2j=6‘. So at every level below 6 the sector fills ‘Vj‘ and its isotypic projector is the identity, which is invariant under all of ‘SU(2)‘; ‘MK(I)‘ vanishes for every ‘K>0‘, and the Peter-Weyl factorisation of Section 5.2 retains the ‘K=0‘ term alone. That term is radial, ‘M0(j)(u)=εj(2j+1)−1/2∥u∥2u‘, with a nonzero scalar, so the projected self-interaction is a multiple of the state and no projective direction is selected. ‘□‘
The argument covers half-integer ‘j‘ as readily as integer ‘j‘, so levels 1, 3 and 5 are covered on the same footing as 2 and 4, and it uses Schur's lemma, not the icosahedral invariant gap.
Corollary 5.5. The two sectors select the same shapes. The reduced quartics of the two sectors have the same critical set on ‘P(V3)‘, with the same ordering of values.
By clause 5, ‘Qd([u])=w0/7+w6(d)r6([u])=1+w6(d)r6([u])‘, since ‘w0=7‘ in both sectors. The two quartics are therefore the same increasing affine function of ‘r6‘ up to the positive slope ‘w6(d)‘, and an increasing affine reparameterisation moves neither the critical set nor the order of the values on it. Hence
CritQ3′=CritQ4.So once the filter has selected rank 6, the shape problem stops being icosahedral and becomes a question about spin 3 with time reversal, which is why Section 7.1 could be carried out without the group appearing again.
Corollary 5.6. But their nonlinear shifts differ. Let ‘[u]‘ be a critical ray and let ‘ψ‘ be the corresponding block state normalised so that ‘∫X∣ψ∣2=1‘. Then the projected self-interaction acts on ‘ψ‘ by the scalar ‘Qd([u])‘, and ‘Q3′−Q4=15649r6([u])‘.
At a critical ray the tangential part vanishes, so ‘I(ψ)=βψ‘ for some scalar ‘β‘. Pairing with ‘ψ‘ and using that the block projection is self-adjoint with ‘ψ‘ in its range gives ‘β∫∣ψ∣2=∫∣ψ∣4‘, so with the stated normalisation ‘β=∫∣ψ∣4=Qd([u])‘. The difference is then ‘(28/39−21/52)r6=15649r6‘. ‘□‘
The two shifts agree only where ‘r6=0‘, so they differ at every ray whose top multipole is nonzero, the four tabulated ones included.
None of the three corollaries is a statement about solutions of the equation; like Theorem 5.1, they concern the leading reduced problem.
6. The selected point
Theorem 5.1 places the self-interaction on a single projective ray of the four-dimensional family of Section 4.2, which that section identifies with the four-channel spin-3 interaction of the condensate literature [DH], [KU]. What remains is to say where in that family the ray lies. The answer is one point, and at that point the quartic of Theorem 5.1 is exactly an affine image of a mean-field energy the condensate literature has already studied. Nothing icosahedral enters here: the quotient did its work in Theorem 5.1, and everything below is spin 3.
6.1 The point
For ‘u∈V3‘ write ‘f(u)=⟨u,Fu⟩∈R3‘ for its spin density, with ‘F=(Fx,Fy,Fz)‘ the spin-3 generators, and keep the holomorphic squares ‘BJ(u)=[u⊗u]J‘ of Section 2.3. The pair amplitudes of [KU] are ‘7BJ‘, so in the present notation their spin-3 mean-field energy reads, up to an additive constant,
E(u)=cγ∣f∣2+7cα∥B0∥2+7cβ∥B2∥2,with the three couplings fixed combinations of the four scattering lengths.
Proposition 6.1 (the selected point). On the unit sphere of ‘V3‘,
r6=92464+7Eat(cγ,cα,cβ)=(−1,32,12).
Proof. Multiplied by ‘∥u∥4‘, both sides are real quartics of bidegree ‘(2,2)‘ in ‘(u,uˉ)‘, invariant under ‘U(1)×SU(2)‘. Polynomials of bidegree ‘(2,2)‘ are ‘Sym2V3∗⊗Sym2V3∗‘, that is, sesquilinear forms on ‘Sym2V3‘ evaluated on squares, and the real ones are the hermitian forms. So the invariant real quartics of this bidegree are the invariant hermitian forms on ‘Sym2V3=V0⊕V2⊕V4⊕V6‘, which is multiplicity-free, and by Schur's lemma they form a real space of dimension four, the count of Section 9.5. The four quartics ‘∥u∥4‘, ‘∣f∣2‘, ‘∥B0∥2‘ and ‘∥B2∥2‘ lie in it, and they are independent: at the weight states ‘v3,v2,v1,v0‘ they take the values
(1,9,0,0),(1,4,0,0),(1,1,0,72),(1,0,71,214),computed from the Clebsch-Gordan coefficients, and those four rows have determinant ‘10/49‘. They are therefore a basis, and the identity holds everywhere once it holds at those four states. There ‘924∥ρ6∥2=(3+m6)2‘, the values ‘1,36,225,400‘ (Section 5.5), and at ‘(cγ,cα,cβ)=(−1,32,12)‘ the right-hand side gives ‘64−63‘, ‘64−28‘, ‘64+161‘ and ‘64+336‘, the same four numbers. ‘□‘
The same identity reads ‘r6=(64−7E)/924‘ at the opposite point ‘(1,−32,−12)‘, since ‘E‘ is linear in the couplings. The values at the weight states agree with the energies [KU] tabulate for their inert states.
6.2 The two signs, and where the literature places them
The equation of Section 2.5 is the Euler-Lagrange equation of an energy whose quartic term is a positive multiple of ‘g∫∣ψ∣4‘, Section 2.5 fixes ‘g=1‘, and clause 5 of Theorem 5.1 makes the quartic an increasing affine function of ‘r6‘, since ‘w6>0‘ (Section 5.5). So at the paper's normalisation the reduced energy increases with ‘r6‘. By Proposition 6.1 it then increases with ‘E‘ at ‘(−1,32,12)‘: at the paper's normalisation, the selected interaction is the condensate energy at that point, and the opposite normalisation, ‘g=−1‘, is the point ‘(1,−32,−12)‘. Write ‘(n−,n0,n+)‘ for the signature of the second variation of ‘r6‘ at a critical ray, the numbers of its negative, zero and positive eigenvalues. The critical rays, their values of ‘r6‘ and these signatures do not depend on the sign. The Morse index of each ray as a critical point of the energy does, being ‘n−‘ at ‘g=1‘ and ‘n+‘ at ‘g=−1‘, and so does which ray carries the least energy. Section 7 gives the indices at both signs.
[KU] also draw the spin-3 phase diagram, determined by comparing the energies of their symmetry-classified states and by solving the stationary equation directly. In the coordinates of their second diagram, the form ‘c~1∣f∣2+c~2∥B0∥2+c~3TrN2‘, where their ‘A00‘ is the present ‘B0‘ and ‘Nμν=Re⟨u,FμFνu⟩‘ is the nematic tensor, of trace 12 on the unit sphere, the paper's point lies at ‘(c~3/∣c~1∣,c~2/∣c~1∣)=(1/9,14)‘ with ‘c~1<0‘, inside the ferromagnetic phase FF and near its boundary with the phase F. The opposite point lies at ‘(−1/9,−14)‘ with ‘c~1>0‘, well inside the phase [KU] call A, whose state is the hexagon ‘(v3+v−3)/2‘. Thus the two states that Section 7.3 identifies exactly as the ends of ‘r6‘ already occur in the literature as the numerically determined ground states at the two signs: the coherent state at the paper's sign and the hexagon at the other. That placement is numerical and it is [KU]'s.
6.3 What the identity is, and what it is not
It is an identity: the two sides are one function in two coordinate systems. The ten census orbits of Section 7 are therefore represented among [KU]'s stationary-state families, with the same values. That is not corroboration of anything, and it should not be read as such.
The point is where the density interaction of Section 2.5 lands under the quotient's selection. Nothing here says it is the coupling of a physical condensate, and no claim is made about chromium or any other spin-3 atom.
7. The critical geometry at the point
Section 6 placed the quartic at one point of the four-channel family. This section describes its critical set there: the critical rays of ‘r6‘ on ‘P(V3)‘, with their values and their signatures, which by Section 6.2 give the Morse indices of the reduced energy at both signs. Nothing in it uses ‘2I‘.
7.1 Six rays found by symmetry
By clause 5 of Theorem 5.1 the reduced quartic is an increasing affine function of ‘r6‘ (Section 6.2), so its critical rays are those of ‘r6‘ on ‘P(V3)‘. On the unit sphere ‘r6=∥ρ6∥2‘, and this subsection computes with the latter. The question is about spin 3 with time reversal, and it does not mention ‘2I‘. Four values, with ‘(612)∥ρ6∥2=924∥ρ6∥2‘ quoted as an integer:
| ray | constellation | [KU] | ‘924∥ρ6∥2‘ |
|---|---|---|---|
| ‘v3‘ | coherent, six coincident points | FF | 1 |
| ‘v0‘ | zonal | Q | 400 |
| ‘(v2+v−2)/2‘ | octahedron | D | 288 |
| ‘(v3+v−3)/2‘ | hexagon | A | 463 |
The [KU] column names the state of [KU]'s Table II whose order parameter is that ray, up to rotation and phase; through Proposition 6.1 their energy for it gives the value in the last column. Those four rays are critical, which the table alone does not show.
Lemma 7.1. Each of the four rays above is a critical point of ‘∥ρ6∥2‘ on the unit sphere.
Let ‘H‘ be the stabiliser of ‘[u]‘ in ‘SO(3)‘, acting on ‘u‘ by a character ‘χ‘. Since ‘∥ρ6∥2‘ is ‘SO(3)‘-invariant its gradient is equivariant, so the tangential gradient at ‘[u]‘ lies in the ‘H‘-fixed part of the projective tangent space, which is ‘HomH(χ,V3)‘ modulo ‘Cu‘. For each of the four rays that quotient is zero, because the ‘χ‘-isotypic subspace of ‘V3‘ is one-dimensional and ‘u‘ already spans it. Hence the tangential gradient vanishes. ‘□‘
For the two weight states the cyclic group of rotations about the quantisation axis suffices: the projective tangent weights are ‘±1,±2,±3‘ at ‘[v0]‘ and ‘−1,…,−6‘ at ‘[v3]‘, and none of them is zero. For the octahedral ray a subgroup of order 8 already isolates it, and for the hexagonal ray the dihedral group of order 12 does.
Two further critical rays do not appear in that table. Each lies on a fixed locus of dimension one rather than at an isolated fixed point, so Lemma 7.1 does not cover them as stated, and a second lemma does.
Lemma 7.2. Suppose the ‘χ‘-isotypic space of ‘H‘ is two-dimensional, so the fixed locus is a projective line. If ‘∥ρ6∥2‘ is stationary along a real curve in that line and a further symmetry makes it even in the transverse coordinate, the ray is critical.
The transverse derivative vanishes by that evenness, and those two real directions exhaust the tangential fixed space, so the whole tangential gradient vanishes. Both rays below satisfy it.
The pentagonal pyramid. On the line ‘u=costv2+sintv−3‘,
∥ρ6∥2=−132125sin4t+1110sin2t+773,stationary in the interior at ‘sin2t=12/25‘, where ‘∥ρ6∥2=9/35‘ and ‘(612)∥ρ6∥2=1188/5‘, the first such value that is not an integer. The rotations of order 5 about the quantisation axis act on ‘span{v2,v−3}‘ by a single character, so that line is a fixed locus. Rotation about the same axis carries the line to itself and advances the relative phase of the two components at five times its own angle, so ‘∥ρ6∥2‘ is constant transverse to the real curve and Lemma 7.2 applies along it. Its Majorana polynomial is ‘z(a+bz5)‘ with ‘a,b=0‘, so the constellation is one point at a pole and five in a ring, six distinct points: a non-degenerate pentagonal pyramid.
In [KU]'s Table II the pyramid is state H, whose parameter takes the value ‘η=2/5‘ at the point. It shares its value with a second orbit, the C3 ray of Section 7.2, which is their state I, at ‘η=−2/5‘. [KU]'s energies for H and I are one function of the couplings, so the two states are degenerate wherever both exist, as [KU] note, and [BTD07] report the second as a state degenerate with H. Section 7.2 separates the two orbits.
The trigonal prism, and with it the octahedron. Take ‘H=⟨Rz(2π/3),Rx(π)⟩≅D3‘, with ‘Rx‘ the in-plane axis through a vertex column: it acts by ‘−1‘ on both ‘v3+v−3‘ and ‘v0‘, so the ‘χ‘-isotypic space is ‘span{v3+v−3,v0}‘ and the fixed locus is the projective line ‘Pspan{v3+v−3,v0}‘. The chart ‘u=v3+zv0+v−3‘ covers that line except at one point, the zonal ray ‘[v0]‘ at ‘z=∞‘, which is treated below. On the chart, writing ‘z=x+iy‘,
∥ρ6∥2=231(∣z∣2+2)2100∣z∣4−20x2+148y2+463,whose critical set on the chart is five points: ‘z=0‘, the hexagon at ‘463/924‘; ‘z=±23/10‘, where ‘∥ρ6∥2=200/903‘ and ‘(612)∥ρ6∥2=8800/43‘; and ‘z=±i5/2‘, where the value is ‘24/77‘. The expression is even in each of ‘x‘ and ‘y‘ separately, so each is stationary in both directions and Lemma 7.2 applies along either axis. The rotation ‘Rz(π/3)‘ acts on the chart by ‘z↦−z‘, so the two signs in each pair are one orbit and the five points are three orbits.
The point the chart omits is critical as well, and it is not a new ray. It lies on this locus because ‘v0‘ spans one of the two ‘χ‘-isotypic directions, and it is critical by Lemma 7.1, which already covers it: it is the zonal ray of the table above, at ‘∥ρ6∥2=100/231‘, that is ‘400/924‘. Counting both charts, the locus carries six critical points in four orbits, and the hexagon's ‘463/924‘ is the largest value on it.
The real axis carries the eclipsed pairs of triangles, Majorana polynomial ‘z6−sz3+1‘ with ‘s=20x‘ real, and the imaginary axis the staggered ones, where ‘s‘ is purely imaginary. In ‘w=z3‘ the Majorana polynomial is ‘w2−sw+1‘, whose two roots multiply to ‘1‘, so the triangles sit at reciprocal radii; since ‘∣z∣↦1/∣z∣‘ sends ‘θ‘ to ‘π−θ‘, they sit at heights ‘±h‘ for a common ‘h‘ whatever ‘s‘ is. At ‘x2=23/10‘, ‘s=46‘ and both roots are real and positive, so the two triangles are aligned, which makes the ray a trigonal prism and not an antiprism, at heights ‘±0.5585…‘. It is [KU]'s state E, at ‘η=3/43‘. At ‘y2=5/2‘, ‘s=i50‘ and the two roots are purely imaginary of opposite sign, so the azimuths differ by ‘60∘‘: the triangles are staggered, at ‘h=1/3‘ exactly, which is the regular octahedron. The tabulated octahedron is exact the same way: its sextic is a constant times ‘z(z4+1)‘, with roots at both poles and at the fourth roots of ‘−1‘ on the equator. Figure 2 draws the four shapes.
The hexagonal value is not this paper's. Romero, Klimov, Goldberg, Leuchs and Sánchez-Soto give the closed form ‘ϱ2S2=21+(2S4S)−1‘ for the top multipole of the NOON state at integer spin ‘S‘, in the Parseval normalisation used here [RK]; at ‘S=3‘ that is ‘463/924‘, and their NOON state is this paper's hexagon up to a rotation. The question of whether it is the global maximum of ‘∥ρ6∥2‘ is also theirs, posed for general ‘S‘ and probed numerically; at spin 3, Section 7.3 answers it, and it is not addressed here beyond spin 3. The three time-reversal-invariant rays in the table are the zonal, octahedral and hexagonal ones, [KU]'s Q, D and A, and by Lemma 2.2 their odd density multipoles vanish; the octahedron's are ‘1/7,0,0,0,6/11,0,24/77‘, so rank 4 does not, and it is anticoherent of order exactly 3.
7.2 The census, and three orbits outside its class
Lemmas 7.1 and 7.2 are cases of one principle. For a closed subgroup ‘H‘ of ‘SO(3)‘ and a character ‘χ‘ of ‘H‘, the vectors ‘u‘ with ‘D(h)u=χ(h)u‘ for every ‘h∈H‘ form a subspace ‘V3(H,χ)‘, the fixed space of a group of symmetries of ‘r6‘, each ‘h‘ acting together with the phase ‘χ(h)−1‘. By Palais' principle of symmetric criticality, a critical point of ‘r6‘ restricted to its projectivisation is critical on ‘P(V3)‘. Lemma 7.1 is the case in which that projectivisation is a point, and Lemma 7.2 a case in which it is a line.
The census. Take every such locus of projective dimension at most one, and every critical point on it. There are six loci that are points and seven that are lines; the complete critical set on each line is found by elimination, not by a numerical solver; and the union, modulo rotation and phase, is exactly ten orbits [M8.12]. At each orbit the signature ‘(n−,n0,n+)‘ of the second variation of ‘r6‘ is computed exactly, from its characteristic polynomial, on the space transverse to the phase and rotation directions, of dimension 10 at the weight states and 9 elsewhere. The census was pre-registered by the author and reproduced blind in two rooms under an adversarial audit, which graded its arguments sound [M8.12]; it is an audited argument.
Both tables give two notions of symmetry. The rotation stabiliser is the stabiliser of the ray in ‘SO(3)‘. The full isotropy is the stabiliser of the vector in the group generated by ‘U(1)×SO(3)‘ and time reversal ‘Θ‘: rotations and antiunitary maps ‘Θ∘R‘, each with the phase that lifts it. Forgetting the phases maps it isomorphically onto the symmetry group of the constellation in ‘O(3)‘, since ‘Θ‘ acts on constellations as the antipodal map (Section 3.4) and a ray is determined by its constellation, and the tables print it as that point group. It is certified for the prism, the pyramid and the D2 ray and read off the explicit constellations for the other seven, and in every row it agrees with the isotropy group [KU] list, once their generators are translated this way.
| orbit | ‘924r6‘ | rotation stabiliser | full isotropy | [KU] | ‘(n−,n0,n+)‘ |
|---|---|---|---|---|---|
| coherent ‘v3‘ | 1 | ‘C∞‘ | ‘C∞v‘ | FF | (0, 0, 10) |
| ‘v2‘ | 36 | ‘C∞‘ | ‘C∞v‘ | F | (2, 0, 8) |
| trigonal prism | 8800/43 | ‘D3‘ | ‘D3h‘ | E | (3, 0, 6) |
| ‘v1‘ | 225 | ‘C∞‘ | ‘C∞v‘ | P | (4, 2, 4) |
| D2 ray | 225 | ‘D2‘ | ‘D2d‘ | B | (5, 0, 4) |
| pentagonal pyramid | 1188/5 | ‘C5‘ | ‘C5v‘ | H | (5, 0, 4) |
| C3 ray | 1188/5 | ‘C3‘ | ‘C3v‘ | I | (5, 0, 4) |
| octahedron | 288 | ‘O‘ | ‘Oh‘ | D | (6, 0, 3) |
| zonal ‘v0‘ | 400 | ‘D∞‘ | ‘D∞h‘ | Q | (8, 0, 2) |
| hexagon | 463 | ‘D6‘ | ‘D6h‘ | A | (9, 0, 0) |
The index of an orbit as a critical point of the reduced energy is ‘n−‘ at ‘g=1‘ and ‘n+‘ at ‘g=−1‘ (Section 6.2).
Two ties in value are separated by the census. The C3 ray and the pyramid share their value, every invariant quartic and their signature, and differ in rotation stabiliser, ‘C3‘ against ‘C5‘, and in transverse spectrum. The D2 ray and ‘v1‘ share the value 225 and differ in signature: ‘v1‘ is the only degenerate orbit of the census, and its two kernel directions beyond the orbit are the tangent of the line through it that rotations of order four fix [M8.12]. [KU]'s state J is a family on that line, up to rotation, and at the point its parameter is ‘η=−1‘, where its order parameter is a weight state of weight ‘±1‘: J reduces to P. At the two ends the signatures are ‘(0,0,10)‘ and ‘(9,0,0)‘, so the coherent orbit and the hexagon are nondegenerate local extrema; Section 7.3 shows that they are the global ones.
Three orbits outside the class. The class leaves out every orbit whose rotation stabiliser is ‘C2‘, or ‘C3‘ acting on its three-dimensional fixed space, or trivial, since the loci of those groups have projective dimension two or more, and the census does not look there. Numerical censuses of the critical set found three critical orbits outside the class, and the census's pre-registration disclosed them, with their values and without indices [M8.12]. Call them ‘O1,O2,O3‘, in increasing order of value. This paper certifies them using 60-digit interval arithmetic, with ‘r6‘ in the form of Lemma 7.3 and nothing from the searches but the numerical states.
Each is certified at one point. Inside the fixed set of its full isotropy group, a real subspace of ‘V3‘, a Krawczyk inclusion on a box of radius ‘10−55‘ proves that the box holds exactly one zero of the critical-point system of ‘r6‘ on the unit sphere, with a slice for the one continuous symmetry of ‘O2‘, and that the system's Jacobian is nonsingular throughout. The slice multiplier vanishes, since pairing the equation with the symmetry direction leaves only the multiplier times that direction's squared length, the gradient and the sphere's normal both being orthogonal to it, and the direction is nonzero or the Jacobian would be singular; so the zero is critical on the fixed set, and by symmetric criticality on all of ‘P(V3)‘. Its full isotropy is certified: from below because the point lies in the group's fixed set, and from above because the six Majorana points of the certified state are enclosed in disjoint boxes, so a symmetry must permute them and preserve every pairwise distance, and the permutations that pass that test, proper and improper told apart by a determinant's sign, number exactly the group's order. Its signatures are certified: a Gershgorin test on the bordered second variation fixes each by Sylvester's law, on the whole sphere, where the critical point has the same Lagrange multiplier, and on each fixed set modulo its continuous symmetries, so the transverse second variation has no kernel. Every entry of a row of the table below is computed at that one certified point. The same machinery reproduces the census's exact full signatures at the pyramid, the prism and the D2 ray from their own fixed sets, and at all six of its orbits with finite stabilisers from the whole sphere, and planted failures trip; the certificates section at the end of the paper gives the scripts.
| orbit | ‘924r6‘ | rotation stabiliser | full isotropy | ‘(n−,n0,n+)‘ | on the isotropy fixed set | on the ‘C2‘ fixed set |
|---|---|---|---|---|---|---|
| ‘O1‘ | 215.7757925… | ‘C2‘ | ‘C2v‘ | (4, 0, 5) | (1, 0, 2) | (2, 0, 3) |
| ‘O2‘ | 238.0165289… | ‘C1‘ | ‘Cs‘ | (6, 0, 3) | (4, 0, 1) | n/a |
| ‘O3‘ | 238.3568547… | ‘C2‘ | ‘C2v‘ | (7, 0, 2) | (2, 0, 1) | (3, 0, 2) |
With the two-fold axis of ‘O1‘ or ‘O3‘ as the ‘z‘-axis, the fixed set of its rotation ‘C2‘, with its phase, is the odd-weight subspace ‘span{v3,v1,v−1,v−3}‘, and the fixed set of its full isotropy is a real form of that subspace, of real dimension four. The fixed set of the full isotropy of ‘O2‘ is a real form of ‘V3‘. The value of ‘O2‘ lies in a certified interval of width ‘3.1×10−52‘ that contains ‘28800/121‘; no exact point is in hand, and the value is not claimed to be that fraction.
The indices in order of value. At ‘g=1‘ the census's indices, in increasing order of value, are 0, 2, 3, 4, 5, 5, 5, 6, 8, 9. The census's pre-registration recorded this sequence, noted that 1 and 7 were absent, and left open whether the deferred orbits would break the ordering [M8.12]. They do. The indices of the outside orbits are 4, 6 and 7. ‘O3‘ lies below the octahedron in value, 238.36… against 288, and above it in index, 7 against 6, a certified index against an exact one, so once the orbits outside the class are included, the index no longer increases with the value. ‘O3‘ fills the gap at 7, and no known orbit has index 1.
What [KU] have at the point. All ten census orbits are [KU]'s states, and [KU]'s formulas evaluated at the point give their values (Section 6.3), but their procedure does not return all of them. For each subgroup ‘H‘ of their symmetry group, which contains time reversal, it takes the minimum of the energy on the fixed set of ‘H‘ ("calculate the minimum of ‘f‘ in the submanifold ‘MH‘" [KU, § II.B]), and then compares the minima. At ‘g=1‘ the pyramid and the C3 ray are maxima of the energy on their own fixed lines, where the energy is a downward parabola in the squared amplitude (Section 7.1 gives the pyramid's), and minimising on those lines returns the coherent state and ‘v2‘. At ‘g=−1‘ the prism and the D2 ray are the lowest critical values of ‘r6‘ on theirs, so maxima of the energy there, and minimising returns the hexagon; that pair rests on the census's critical sets for those two lines being complete.
For the three outside orbits the statement is stronger. Each has, inside the fixed set of its full isotropy, both a direction in which the energy decreases and one in which it increases, at either sign (the restricted signatures above). Any symmetry-fixed set that contains one of these orbits contains the fixed set of its full isotropy, and restricting a quadratic form to a subspace can raise neither count, so none of the three is a local minimum of the energy on any symmetry-fixed set containing it, at either sign, so no procedure that returns local minima on those sets returns them, [KU]'s included, even on the odd-weight subspace where [KU] computed their state C numerically [KU, § IV.C], which contains ‘O1‘ and ‘O3‘. Of [KU]'s other rows that might supply a formula at the point, G and R do not exist there, since their parameters would need square roots of negative numbers, and J reduces to P, so none supplies a formula for one of them; Section 9.2 compares their isotropy types with [KU]'s table.
What is not claimed. Outside the class the critical set is not classified: the three orbits above are the ones the numerical censuses found, and nothing here says there are no others. The signatures are Morse data of ‘r6‘, and so of the reduced energy on the block at each sign; they are not stability statements about the local branch germs of Section 8.
7.3 The extremes
The table of Section 7.1 runs from ‘1/924‘ at the coherent state to ‘463/924‘ at the hexagon, and at spin 3 both ends are exact:
9241≤r6≤924463on P(V3),with the lower value attained exactly on the coherent states and the upper exactly on the orbit of the hexagon ‘(v3+v−3)/2‘ under rotations and phase.
The minimum. For ‘u∈V3‘ write
Pu(x,y)=m=−3∑3um(3+m6)x3+my3−m,so that ‘Pu(1,−z)‘ is the Majorana sextic of Section 2.1, and give binary forms of degree ‘n‘ the Bombieri norm
[k∑ckxkyn−k]2=k∑(kn)∣ck∣2.The map ‘u↦Pu‘ is an ‘SU(2)‘-equivariant isometry from ‘V3‘ onto the binary sextics: it is the standard realisation of spin 3 on forms of degree 6.
Lemma 7.3. For every ‘u∈V3‘, ‘∥ρ6(u)∥2=[PuPΘu]2‘.
Proof. Multiplication of forms, ‘(u,w)↦PuPw‘, is ‘SU(2)‘-equivariant from ‘V3⊗V3‘ to the forms of degree 12, which carry ‘V6‘, and so is ‘u⊗w↦[u⊗w]6‘. Since ‘V6‘ occurs once in ‘V3⊗V3‘, Schur's lemma makes the first a multiple of the second, under the isometric identification of ‘V6‘ with the forms of degree 12. At ‘u=w=v3‘ both give the unit top vector, ‘x12‘ on one side and ‘⟨33;33∣66⟩=1‘ on the other, so the multiple is 1. Put ‘w=Θu‘ and take norms. ‘□‘
Proposition 7.4 (the minimum). On ‘P(V3)‘, ‘r6≥1/924‘, with equality exactly on the coherent states.
Proof. For a form ‘f‘ write ‘∥f∥2=f(D)fˉ‘ for its apolar norm, where ‘f(D)‘ replaces each variable by the corresponding partial derivative and the bar conjugates the coefficients; for a form of degree ‘n‘ it is ‘n![f]2‘ [Re, § 2]. For all forms ‘p‘ and ‘q‘, ‘∥pq∥≥∥p∥∥q∥‘: this is the inequality of Beauzamy, Bombieri, Enflo and Montgomery [BBEM] in Reznick's form [Re, (1.3)]. Reznick's main theorem is that equality holds if and only if ‘p‘ and ‘q‘ are unitarily disjoint, that is, forms in disjoint sets of variables after a unitary change of variables [Re, Main Theorem]. For binary forms this leaves only powers of two orthogonal linear forms, as Reznick notes [Re, p. 1064], since in two variables a nonzero form in a single variable is a multiple of a power of it. For two sextics the inequality reads ‘[pq]2≥(6!6!/12!)[p]2[q]2=[p]2[q]2/924‘, and with Lemma 7.3 and ‘[Pu]=[PΘu]=∥u∥‘ it is ‘r6≥1/924‘. Equality therefore makes ‘Pu‘ the sixth power of a linear form: ‘u‘ is coherent, its constellation a single point of multiplicity six. Conversely, a coherent state is ‘gv3‘ up to phase for some ‘g∈SU(2)‘. Since ‘Θ‘ commutes with rotations (Section 2.2) and ‘Θv3=−v−3‘, the forms ‘Pu‘ and ‘PΘu‘ are then multiples of ‘(g⋅x)6‘ and ‘(g⋅y)6‘, where ‘g‘ acts on linear forms by substitution: sixth powers of orthogonal forms, so equality holds. ‘□‘
The minimum has been stated before. Björk and coauthors [Bj] state that the coherent states maximise the cumulative sum of the multipole lengths of orders 1 to ‘M‘, for every ‘M‘. Since the multipole lengths of a pure state sum to 1 in the normalisation used here and the monopole is fixed, the order ‘M=2S−1‘ is the statement that the coherent states minimise the top multipole. Their appendix reduces the question to weight states by an assertion it does not prove, and it makes no uniqueness claim. Lemma 7.3 was not located in the sources read, [Bj] and [RK] among them; with it, the classical inequality and its equality case give the whole statement.
The maximum.
Theorem 7.5. On ‘P(V3)‘, ‘r6≤463/924‘, with equality exactly on the orbit of the hexagon ‘(v3+v−3)/2‘ under rotations and phase.
The argument is the author's. An independent audit graded every step of it established, found no gap and no false statement, and supplied steps that the author's text left out. The proof below follows that argument, restructured in a few places, and a dagger † marks each supplied step it still uses, one-line facts included; a map in the paper's scripts folder names the restructurings and matches each dagger to the audit's records. Work on the unit sphere of ‘V3‘, with ‘f‘ and ‘N‘ as in Section 6, ‘F±=Fx±iFy‘, `\lambda_\max` for the largest eigenvalue of a hermitian operator, and ‘K=15/6‘, so that ‘K2=75/2‘.
Step 1: an invariant form. The five functions ‘∥ρ6∥2‘, ‘∥u∥4‘, ‘∣f∣2‘, ‘∥B0∥2‘ and ‘TrN2‘ are real quartics of bidegree ‘(2,2)‘ in ‘(u,uˉ)‘, invariant under ‘U(1)×SU(2)‘.† By the argument of Proposition 6.1, which identifies such quartics with the invariant hermitian forms on ‘Sym2V3‘,† they lie in a real space of dimension four. The last four take at ‘v3,v2,v1,v0‘ the values
(1,9,0,2171),(1,4,0,48),(1,1,0,2123),(1,0,71,72),with determinant ‘180/7‘. They are therefore a basis, and matching the values ‘1,36,225,400‘ over 924 gives, on the unit sphere,
r6=−2315−22∣f∣2+117∥B0∥2+198TrN2.Step 2: two bounds. ‘∣f∣2≥0‘, with equality exactly when ‘f=0‘. Since ‘B0=−⟨Θu,u⟩/7‘ and ‘∥Θu∥=∥u∥‘, the Cauchy-Schwarz inequality gives ‘∥B0∥2≤1/7‘, with equality exactly when ‘Θu‘ is a multiple of ‘u‘.
Step 3: the nematic bound. ‘TrN2≤171/2‘, with equality only when ‘u‘ lies in ‘span{Rv3,Rv−3}‘ for a rotation ‘R‘.
(3a) Since ‘TrN=12‘,† write ‘N=4I+N˚‘, with ‘N˚‘ the trace-free part, so that ‘TrN2=48+∥N˚∥2‘. For a real symmetric traceless ‘E‘ of unit norm, ‘Tr(N˚E)=⟨u,AEu⟩‘ with ‘AE=∑μνEμν(FμFν+FνFμ)/2‘,† and ‘∥N˚∥=maxETr(N˚E)‘, attained at ‘E=N˚/∥N˚∥‘ by the Cauchy-Schwarz inequality.† It therefore suffices to show `\lambda_\max(A_E) \le K` for every such ‘E‘. Rotating ‘E‘ conjugates ‘AE‘ by the action of the rotation on ‘V3‘,† so `\lambda_\max(A_E)` depends only on the eigenvalues ‘e1,e2,e3‘ of ‘E‘, and for diagonal ‘E‘ the operator is ‘e1Fx2+e2Fy2+e3Fz2‘. Since ‘E‘ is traceless, put ‘e3=2a/3‘ and ‘e1−e2=4b‘; unit norm becomes ‘N2:=32a2+8b2=1‘, and the operator becomes ‘a(Fz2−4)+b(F+2+F−2)‘. In the orthonormal basis, taken in pairs, ‘(v3+v−3)/2‘, ‘(v1+v−1)/2‘; ‘(v3−v−3)/2‘, ‘−(v1−v−1)/2‘; ‘(v2+v−2)/2‘, ‘v0‘; and ‘(v2−v−2)/2‘, it is block diagonal,†
M1=(5a60b60b−3a+12b),M2=M1b→−b,M3=(0240b240b−4a),0,and the last eigenvalue, 0, is below ‘K‘.
(3b) On the ellipse ‘N=1‘ one has ‘a+6b≤6‘† and ‘∣a∣≤3/2‘,† since ‘6N2−(a+6b)2=3(a−2b)2‘ and ‘23N2−a2=12b2‘.
‘M1‘. Its larger eigenvalue is ‘a+6b+16a2−48ab+96b2‘, and ‘K−a−6b≥K−6=9/6>0‘, so the bound is equivalent to ‘(K−a−6b)2≥16a2−48ab+96b2‘, that is, to ‘K2−2K(a+6b)−15a2+60ab−60b2≥0‘. Replacing ‘K2‘ by ‘K2N2=25a2+300b2‘ and ‘K‘ by ‘KN‘ makes this homogeneous, and after division by 10 it reads†
63(a+6b)N≤a2+6ab+24b2=(a+3b)2+15b2.When ‘a+6b≤0‘ this holds because the right side is nonnegative. When ‘a+6b>0‘ both sides are nonnegative, so it is equivalent to its square,† and ‘(a2+6ab+24b2)2−23(a+6b)2N2=36b2(a+2b)2≥0‘.
‘M2‘ is ‘M1‘ with ‘b‘ replaced by ‘−b‘, and the ellipse is even in ‘b‘.
‘M3‘. Its larger eigenvalue is ‘−2a+4a2+240b2‘, which on the ellipse is ‘−2a+30−16a2‘,† with ‘30−16a2≥6‘.† Since ‘K+2a≥K−23/2=9/6>0‘, the bound is equivalent to ‘(K+2a)2≥30−16a2‘, and ‘(K+2a)2−(30−16a2)=20(a+6/4)2≥0‘.
Hence `\lambda_\max(A_E) \le K` for every ‘E‘, so ‘∥N˚∥≤K‘ and ‘TrN2≤48+75/2=171/2‘.
(3c) Equality in the eigenvalue bound. In ‘M1‘, on the branch ‘a+6b≤0‘, equality would need ‘a+6b=0‘ and ‘(a+3b)2+15b2=0‘, hence ‘a=b=0‘, which is off the ellipse.† On the branch ‘a+6b>0‘ it needs ‘b(a+2b)=0‘, which on the ellipse leaves ‘(a,b)=(6/2,0)‘ and ‘(−6/4,6/8)‘, the signs being forced by ‘a+6b>0‘.† The equality points of ‘M2‘ are the reflections ‘(6/2,0)‘ and ‘(−6/4,−6/8)‘.† In ‘M3‘ equality needs ‘a=−6/4‘, which meets the ellipse at ‘b=±6/8‘, so ‘M3‘ attains the bound there, tangentially.† The three points give ‘e=(−1,−1,2)/6‘, ‘(2,−1,−1)/6‘ and ‘(−1,2,−1)/6‘: equality holds exactly when ‘E=(3n^n^T−I)/6‘ for a unit vector ‘n^‘, and then ‘AE=(3(n^⋅F)2−12)/6‘.
(3d) Equality in the nematic bound.† If ‘TrN2=171/2‘ then ‘∥N˚∥=K‘. Put ‘E∗=N˚/K‘. Then `K = \mathrm{Tr}(\mathring{\mathcal N} E_*) = \langle u, A_{E_*}u\rangle \le \lambda_\max(A_{E_*}) \le K`, so both are equalities: ‘u‘ lies in the top eigenspace of ‘AE∗‘, and ‘E∗‘ is an equality point, ‘E∗=(3n^n^T−I)/6‘.
(3e) For ‘n^=z^‘ the operator ‘(3Fz2−12)/6‘ is diagonal in the weight basis, with entries ‘(3m2−12)/6‘, and its largest value, ‘15/6=K‘, occurs only at ‘m=±3‘.† So the top eigenspace is ‘span{Rv3,Rv−3}‘, for a rotation ‘R‘ taking ‘z^‘ to ‘n^‘.
Step 4: the combination. In Step 1 the coefficients of ‘∣f∣2‘, ‘∥B0∥2‘ and ‘TrN2‘ are ‘−1/22‘, ‘7/11‘ and ‘1/198‘: all nonzero, with the signs that make Steps 2 and 3 upper bounds for their terms. So
r6≤−2315+117⋅71+1981⋅2171=924463,with equality only if all three bounds are equalities. In particular ‘TrN2=171/2‘, so by Step 3, after a rotation, ‘u=αv3+βv−3‘ with ‘∣α∣2+∣β∣2=1‘. On that span ‘f=(0,0,3(∣α∣2−∣β∣2))‘,† so ‘f=0‘ forces ‘∣α∣=∣β∣=1/2‘; then ‘⟨Θu,u⟩=−2αβ‘ has modulus 1, so ‘∥B0∥2=1/7‘ holds as well.† Explicitly, on the span ‘N=diag(23,23,9)‘ and ‘∥B0∥2=4∣αβ∣2/7‘,† and Step 1 gives†
r6=924463−21(∣α∣2−∣β∣2)2.The remaining relative phase is a rotation about the axis, since rotating by ‘τ‘ about it multiplies ‘v±3‘ by ‘e∓3iτ‘.† So every maximiser is the hexagon up to rotation and phase, and every such state attains ‘463/924‘. ‘□‘
The whole span of ‘v3‘ and ‘v−3‘ saturates the nematic bound, so Step 3 alone does not pick the orbit; Step 4 does.
Reznick's upper bound, ‘[pq]≤[p][q]‘ with equality at powers of one linear form [Re, § 5 and Corollary 5.9], gives only ‘r6≤1‘: time reversal excludes its equality case, since the time reverse of a sixth power is the sixth power of the orthogonal form.
8. Local branch germs on the quotient
Section 8.1 interprets Theorem 5.1 and derives nothing: its Lyapunov-Schmidt reading explains why the quartic is worth extremising, and Sections 8.2 and 8.3 report how far the problem it poses has since been carried.
8.1 The setting
The equation is the one fixed in Section 2.5, ‘(−Δ−λ)ψ+∣ψ∣2ψ=0‘, with ‘λ‘ a spectral parameter near ‘λ6=48/R2‘, the level-6 eigenvalue of the Laplacian on ‘S3‘. The kernel that Lyapunov-Schmidt needs is that of the linearisation ‘−Δ−λ‘ at ‘λ=λ6‘, the level-6 eigenspace ‘V3⊗Hom2I(σ,V3)‘, of dimension seven since the branching is multiplicity-free, and near that value the equation splits into a projection onto the kernel and a complementary range equation. Level 6 is fixed by the choice of object, since spin-3 states put the left index in ‘V3‘, and it is the bottom of the spectrum on both bundles: odd levels are excluded by parity, since ‘−I‘ acts on them as ‘−1‘ while ‘3′‘ and ‘4‘ factor through ‘A5=2I/{±I}‘, and, extending the branching table of Section 4.3 downward, the even levels below 6 carry ‘1‘, ‘3‘ and ‘5‘. No claim is made that the states bifurcating at level 6 minimise anything, so the word ground state is avoided.
The leading cubic term of the reduction is the projection of the nonlinearity onto the eigenspace, which is the self-interaction of Sections 4 and 5, and the quartic ‘Q‘ plays the part of the reduced energy (Section 5.5). The critical rays of ‘Q‘ are therefore the critical directions of the leading reduced problem, and not by themselves solutions of the equation: a solution needs the range equation as well, which the first version of this paper did not carry out.
Both records work with ‘(−Δ−λ)ψ+g∣ψ∣2ψ=0‘ at general real ‘g=0‘ and state every value per power of ‘g‘, which covers both signs of Section 6.2. They work in the convention ‘R=1‘, so the bifurcation eigenvalue is 48, with each block section ‘Φ‘ normalised by ‘∫X∣Φ∣2=1‘, as in Corollary 5.6; their values move with these conventions [M8.10], [M8.11].
8.2 The first correction at four rays
[M8.10] carries the reduction one order further at the four symmetry-pinned rays of Section 7.1, the coherent, zonal, octahedral and hexagonal rays, in both sectors. With ‘Φ‘ a critical ray's block section and ‘K‘ the level-6 block, expand
ψ=aΦ+a3ξ+O(a5),λ=48+λ2a2+λ4a4+O(a6),with ‘⟨Φ,ψ⟩‘ real and ‘ΠKξ=0‘. At order ‘a3‘ the block part gives ‘λ2=gQ‘, with ‘Q=∫X∣Φ∣4=1+w6(σ)r6‘ the scalar of Corollary 5.6, and the range part gives ‘Aξ=−gΠ⊥N(Φ)‘, with ‘N(ψ)=∣ψ∣2ψ‘ and ‘A=−Δ−48‘ inverted on ‘K⊥‘. At order ‘a5‘ the block part gives
λ4=g⟨Φ,DNΦ[ξ]⟩=−3g2n=6∑n(n+2)−48∥ΠnN(Φ)∥2,DNΦ[h]=2Re(Φ†h)Φ+∣Φ∣2h,provided its part orthogonal to ‘Φ‘ vanishes, which is the condition for the ray to persist at this order; the sum is finite, since the cubic of a level-6 section has no content above level 18. [M8.10] finds the condition met at all four rays and gives the eight values of ‘λ4/g2‘, two sectors at each ray, as exact results reproduced blind.
Every ‘λ4/g2‘ is negative, and the sign needs two facts, both in the paper. No level of either sector lies below 6 (Section 8.1), and levels are even, so every ‘n=6‘ in the sum has ‘n≥8‘ and a positive denominator. And ‘Q>1‘, since ‘w6>0‘ and ‘r6≥1/924‘ (Proposition 7.4), so ‘∣Φ∣2‘ is not constant, and with Parseval the strict Cauchy-Schwarz inequality gives ‘∑n=6∥ΠnN(Φ)∥2=∫X∣Φ∣6−Q2>0‘. So ‘λ4<0‘ for ‘g=0‘ wherever the formula holds. This is the solver's route in [M8.10], with its level hypothesis written out. At leading order the two sectors differ by one factor at every ray, ‘(λ2(3′)−g)/(λ2(4)−g)=w6(3′)/w6(4)=16/9‘, which is Corollary 5.6's statement that they agree about shape and disagree about scale; at the next order they stop being proportional: the four ratios ‘λ4(3′)/λ4(4)‘ are pairwise distinct [M8.10].
At the pentagonal pyramid the same expansion fails: the order-‘a5‘ block equation has a part orthogonal to ‘Φ‘ in both sectors, so no ‘λ4‘ is defined for a fixed direction, and [M8.10] ran the pyramid as a negative control that fired blind. The pyramid lies on a fixed line (Lemma 7.2), so its direction can move along it, and Section 8.3 lets it.
8.3 Local branch germs
[M8.11] asks whether the formal expansions are the Taylor expansions of actual solutions, at the four pinned rays and at the two rays of Lemma 7.2, the pentagonal pyramid and the trigonal prism. Its answer is a local existence theorem, which stands here at the standing its record gives it: an audited argument, checked step by step by one AI auditor and read by the designer, with AI agents on both the drafting and the checking side, and not a verified theorem.
Local branch germs [M8.11]. Let ‘[u]‘ be a critical ray, ‘H‘ its stabiliser in ‘SO(3)‘, acting on it by a character, ‘XH‘ the closed subspace of sections that ‘H‘ fixes up to that character, and ‘m‘ the complex dimension of the block part of ‘XH‘. Suppose that ‘m=1‘, or that the Hessian of ‘Q‘ at the ray, on a slice of the projectivised block part of ‘XH‘ transverse to the continuous symmetries that preserve it, is invertible. Then for each sector and each ‘g=0‘ there are a neighbourhood of ‘(0,48)‘ and an ‘ε>0‘ such that, for every amplitude ‘a‘ with ‘0<∣a∣<ε‘, exactly one solution ‘(ψ,λ)‘ in that neighbourhood has ‘ψ∈XH‘, in the gauge of the expansion (‘⟨Φ,ψ⟩=a‘ real, the range part orthogonal to ‘K‘), with its block part near the ray on that slice. Both ‘λ‘ and ‘ψ/a‘ are analytic in ‘a2‘, their Taylor coefficients are those of the formal expansion, and rotations carry the germ to equivalent germs at the conjugate rays. No lower bound on ‘ε‘ is given. The hypothesis holds at the six rays of Section 7.1: ‘m=1‘ at the four pinned rays, and at the pyramid and the prism the slice Hessian is invertible, as shown below.
The argument has the standard architecture [GS]. The audit graded every step of the theorem established, with one step it supplied, an analytic change of parameter in the identification of the Taylor coefficients [M8.11]. After dividing by ‘a3‘ to remove the trivial solution, the range equation is solved in ‘XH‘ by the implicit function theorem, ‘A‘ being invertible on ‘K⊥‘ with a gap of 32 in sector ‘4‘ and 72 in sector ‘3′‘ above the level-6 eigenvalue, and what remains is the gradient of a reduced functional on a slice through the ray. At the ray its Jacobian is block-triangular, with blocks ‘−1‘ and ‘41HessTQ=41w6HessTr6‘, by a bridge the record proves. At the four pinned rays ‘m=1‘, the slice is a point, and no nondegeneracy condition enters: the symmetry pins the germ. At the pyramid and the prism ‘m=2‘, and the slice Hessian is ‘HessTr6=−104/55‘ along the pyramid's real curve of Section 7.1, the other direction in its line being a rotation, and ‘diag(920/473, 8/11)‘ on the prism's chart, with no cross term. Neither vanishes, in either sector.
The weight states ‘v1‘ and ‘v2‘ satisfy the hypothesis too, with ‘m=1‘, each weight space being one-dimensional, and the frozen task of [M8.11] records them as covered by the theorem; that run neither expanded nor scored them, so no values are given for them here. The degeneracy of ‘v1‘ found in Section 7.2 does not obstruct its germ: rotations about the axis act on its kernel, ‘span{v−3,iv−3}‘ [M8.12], by a different character from the one on ‘v1‘, so the kernel lies outside the fixed space, and it means only that the germ need not be isolated among all solutions, which the theorem does not claim.
At the pyramid and the prism the direction also moves, at order ‘a2‘, by a tilt in the slice fixed by the tangential part of the order-‘a5‘ block equation. At each ray it points opposite ways in the two sectors, as the forcing does, at the prism it lies along one real direction of the chart by a symmetry of the prism, and [M8.11] gives the exact values. The tilt does not change ‘λ4‘ at this order, by [M8.11]'s lemma, since criticality removes its contribution, so ‘λ4‘ at the pyramid and the prism is given by the formula of Section 8.2, with the sign argued there; [M8.11] gives the values. A solver and an auditor derived these values, the second variations, the forcing and the tilt blind, and the auditor computed every one of them exactly [M8.11].
At the paper's sign ‘g=1‘ (Section 6.2), ‘λ−48=Qa2+O(a4)‘ with ‘Q>1‘, so every germ leaves the linear point upward in ‘λ‘, and at ‘g=−1‘ downward. The next coefficient ‘λ4/g2‘ is negative at all six rays in both sectors, whatever the sign.
8.4 The ceilings that remain
The reduction is carried through at six rays, and only locally. What this paper derives itself is exact at leading cubic order: the finite-dimensional problem on the degenerate eigenspace, from Sections 4 and 5. Beyond that order it derives the sign of ‘λ4‘ (Section 8.2) from facts of its own; the coefficients and the germs are the records'. At the six rays of Section 7.1 the records carry the range equation to the order the germs need, and there the formal expansions are the Taylor expansions of local branch germs, for sufficiently small amplitude, as an audited argument. Everything else stays out of reach. There is no radius, since no lower bound on ‘ε‘ is given. There is no stability of any kind, and the Morse indices of Section 7 are data of the reduced energy, not stability statements about the germs. Nothing is claimed at finite amplitude. No germ statement is made here for the C3 and D2 rays or for the three orbits outside the class.
Everything in Sections 3 through 5 stands without this section, and neither it nor the germs is a statement about the dynamics the interaction came from: the nonlinearity of Section 2.5 is a hypothesis of the paper. The reduction from a degenerate eigenspace is classical [GS], used here rather than developed, and no property of it is proved in this paper.
9. Discussion
9.1 What is not claimed
Everything above concerns a single block state in a single sector. No statement is made about a field occupying distinct flat-bundle sectors at once, or about a nonlinearity coupling one sector's density to another's amplitude. Corollaries 5.5 and 5.6 compare the two sectors; they do not describe a configuration containing both. The mixed problem is not posed here, let alone solved.
9.2 Prior art, and where the boundary falls
The setting and many of the objects of Sections 6 and 7 are known, to the condensate literature, to the literature on Majorana constellations and anticoherence, and to the classical theory of binary forms.
The coupling point and its states. Diener and Ho [DH] write the spin-3 mean-field energy in the forms used here and in [KU] and draw its zero-field phase diagrams, and Santos and Pfau [SP] draw the ground-state diagram at chromium's measured scattering lengths. Barnett, Turner and Demler show the hexagon, the pentagonal pyramid, the prism and the octahedron as spin-3 phases [BTD], in a figure whose coefficients were not extracted, so no statement here rests on it, and later tabulate the phases' wave functions from a numerical minimisation over all seven amplitudes [BTD07]. Kawaguchi and Ueda [KU] classify the stationary states by their symmetry groups, give formulas for all but one of them, and draw two diagrams. Among the published spin-3 diagrams checked here, only [KU]'s second reaches the point of Section 6, and it places the point numerically, in phase FF at the paper's sign and in phase A at the other (Section 6.2). [DH]'s coordinates put the point at ‘(α,β,γ)=(32,12,−1)‘ at the paper's sign, outside both of their drawn windows, and it is not on [SP]'s slice, along which the ratio of their spin and nematic couplings is fixed near ‘−59/2‘, against ‘−17/2‘ at the point. [KU]'s formulas give all ten census orbits at the point (Section 6.3), but their procedure takes the minimum on each fixed set, so at each sign it returns neither that sign's two line maxima nor the three orbits outside the class (Section 7.2), and it claims no completeness. The three are not among [KU]'s states: ‘O1‘ and ‘O3‘ share the isotropy type of [KU]'s state C, which [KU] computed only numerically, as the minimum on its fixed set, and at the point that minimum is the coherent state or the hexagon; the type of ‘O2‘ has no row in their table.
The critical geometry at the point. None of these sources computes it. [KU] compute no Hessians. He and Yi [HY] build the Hessian of the mean-field energy to test whether chromium ground states in a magnetic field are stable, which is a different question, and Barnett, Podolsky and Refael [BPR] classify the collective modes of the hexagon by symmetry alone, without energies. The Morse indices of Section 7.2, the census's and the certified ones, were not located in [KU], [HY] or [BPR]. [BTD]'s four shapes all occur among the critical rays of Section 7.1 (Figure 2), but the pyramid is not the weight state ‘v2‘, whose Majorana polynomial ‘−6z‘ has one root at the origin and five at infinity, a degenerate configuration rather than a polyhedron; it is an interior point of the line through ‘v2‘ and ‘v−3‘.
The two ends. Romero, Klimov, Goldberg, Leuchs and Sánchez-Soto give the hexagon's value ‘463/924‘, as the top multipole of the NOON state at spin 3, and ask, for every spin, whether it is the largest a state can reach, probing the question numerically [RK]. Both the value and the question belong to them (Section 7.1); the exact maximiser set at spin 3, Theorem 7.5, was not located in the sources read. The minimum was stated by Björk and coauthors, as one order of a claim about cumulative multipoles, with an appendix step unproved and no uniqueness claim [Bj]; with Lemma 7.3 it is the inequality of Beauzamy, Bombieri, Enflo and Montgomery [BBEM] with Reznick's equality case [Re] (Section 7.3). [KU] and their review [KU-rev] state the nematic bound ‘TrN2≤171/2‘ and justify it by the trace, 12, and the range ‘[0,9]‘ of the eigenvalues, which also admit ‘(9,3,0)‘, where ‘TrN2=90‘; Step 3 of Section 7.3 proves the bound.
The octahedral state is anticoherent of order exactly 3. Crann, Pereira and Kribs [CPK] prove that a Majorana constellation which is both the orbit of a finite subgroup of ‘O(3)‘ and a spherical ‘t‘-design is anticoherent of order at least ‘t‘, and the octahedron is both at ‘t=3‘; the sharpness is computed in Section 7.1, where rank 4 is nonzero.
Recognising a configuration is not the same as selecting it, and knowing the phases is not classifying the critical geometry: the condensate literature has the states and the ground states at the point, and what this paper adds there is the identity that places the ray at the point, the census within a class and its Morse indices, three certified orbits outside it, and the two ends proved.
9.3 The search, stated as a search
Three searches were run. The first asked whether the results of Section 3 are known; the polarised identity of Section 3.1 and the zero-set statement of Proposition 3.3 were not located. The second, ten queries across six lines of approach, asked the question the contribution rests on, whether the selection statement of Section 5 has been made before: nothing was found that filters a cubic interaction by a finite subgroup on a space form, or that puts ‘∣ψ∣2ψ‘ on a flat bundle over ‘S3/2I‘, and the adjacencies it found are cited where they belong. The third read the sources of Sections 6 and 7 in their own text: [KU], [KU-rev], [DH], [SP], [BTD], [BTD07], [HY], [BPR], [RK] and [Bj] from their preprint sources, and [Re] in full; [BBEM] itself was not read, and its inequality enters through [Re]'s statement of it. Each thing Section 9.2 says this paper adds at the point was not located in them: the identity of Proposition 6.1, whose application to the ray of Theorem 5.1 is specific to the selection made here; the completeness of the census within its class, which [KU] do not claim; the Morse indices of Section 7.2; the three orbits outside the class, with the caveat of Section 9.2; the identity of Lemma 7.3, which completes the proof of the minimum; and the exact maximiser set of Theorem 7.5.
Not surfaced is not the same as new. The searches were real but not exhaustive: the equivariant bifurcation literature is largely in monographs that search engines index poorly, the older invariant-theory literature was not worked, and no subscription index was used.
9.4 The open historical question
The object ‘Φ(F,G)=F(F,G)1‘ is a joint covariant of two independent binary sextics, of bidegree ‘(2,1)‘ and order 16, and it is entirely possible that it is named in Grace and Young [GY], Elliott, or Gordan. The covariant of Section 3 is its specialisation ‘G=ΘF‘ along the time-reversal diagonal, and whether that has appeared before is a separate question from whether ‘Φ‘ has. Both are left open here.
9.5 Where the family sits
The homogeneous quartic ‘Q‘, not its projective normalisation ‘Q‘, is one member of a four-dimensional space of ‘SU(2)‘-invariant quartics on spin 3. That space has the same dimension as ‘E3‘, and for the same reason: both are counted by the four summands ‘V0⊕V2⊕V4⊕V6‘ of ‘Sym2V3‘, so selecting a quartic and selecting a cubic map are the same problem in two costumes. Equal dimension alone would not say that, so here is the map: ‘Q↦∇uˉQ‘ is equivariant and linear from invariant homogeneous quartics to ‘E3‘, and injective, since Euler's identity recovers a homogeneous quartic from its gradient. Both spaces have dimension four, so it is an isomorphism; Section 5.5 exhibits it channel by channel, as the per-rank identity ‘∇uˉ∥ρK∥2=cKMK‘ with every ‘cK‘ nonzero. The contribution is not the family, and not the quartic considered in isolation, but which member of it the icosahedral quotient permits, for the density-type interaction of Section 2.5.
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